Marcel Chaimowitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marcel Chaimowitz, who also goes by Marcel Chalmowitz, Marcel Chamowitz, Marcel Mordy, was a registered financial professional .
Marcel is a previously registered financial professional and started their career in finance in 1994. Marcel had worked at 10 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 2015 - January 26, 2016
T3 TRADING GROUP, LLC
September 15, 2014 - February 27, 2015
QUASAR TRADING, LLC
February 14, 2013 - August 8, 2014
QUASAR TRADING, LLC
October 27, 2009 - February 1, 2013
LEGEND TRADING, LLC
March 27, 2008 - April 20, 2009
FIS BROKERAGE & SECURITIES SERVICES LLC
October 17, 2007 - November 26, 2007
BELLEVUE CHICAGO, LLC
March 3, 2003 - October 18, 2007
FIS BROKERAGE & SECURITIES SERVICES LLC
January 24, 2002 - March 3, 2003
RUMSON CAPITAL, LLC
September 1, 1999 - December 11, 2001
RUMSON CAPITAL, LLC
July 16, 1998 - November 18, 1998
RUMSON CAPITAL, LLC
February 12, 1997 - March 6, 1997
NEW WORLD SECURITIES, INC.
July 13, 1996 - July 24, 1997
ISLAND SECURITIES, INC.
March 4, 1996 - June 20, 1996
CARLIN EQUITIES, LLC
March 28, 1995 - March 12, 1996
ISLAND SECURITIES, INC.
August 31, 1994 - March 13, 1995
A.J. MICHAELS & CO., LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/13/2000
Limited Representative-Equity Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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