Christine Brazina Cooper | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christine Brazina Cooper, who also goes by Christine Frances Brazina, Christine B Newman, Christine Frances Newman, was a registered financial professional .

Christine is a previously registered financial professional and started their career in finance in 1994. Christine had worked at 6 firms and has passed the Series 65, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

Christine Frances Brazina | Christine B Newman | Christine Frances Newman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 4, 2009 - June 30, 2017

TLG ADVISORS, INC.

RIA

CRD#: 111052

LAND O LAKES, FL

Past

November 8, 2005 - July 1, 2016

THE LEADERS GROUP, INC.

BD

CRD#: 37157

LAND O'LAKES, FL

Past

September 23, 2003 - December 1, 2005

SECURIAN FINANCIAL SERVICES, INC.

BD

CRD#: 15296

ST. PAUL, MN

Past

May 19, 1997 - September 8, 2003

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

TAMPA, FL

Past

May 19, 1997 - September 8, 2003

MML INVESTORS SERVICES, LLC

BD

CRD#: 10409

SPRINGFIELD, MA

Past

April 25, 1995 - May 16, 1997

PINEBRIDGE SECURITIES LLC

BD

CRD#: 5967

NEW YORK, NY

Past

October 17, 1994 - April 25, 1995

G. R. PHELPS & CO., INC.

BD

CRD#: 173

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TA

TLG ADVISORS, INC.

CRD#: 111052 / SEC#: 801-60458

RIA

Registered Investment Advisory firm - (8/6/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/30/2008

Uniform Investment Adviser Law Examination

General Industry/Product Exam

RR

SIE

Date: 7/1/2016

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 6

Date: 10/14/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TA

TLG ADVISORS, INC.

CRD#: 111052 / SEC#: 801-60458

RIA

Registered Investment Advisory firm - (8/6/2001 Approved)

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Contact information

Main Address

475 Springfield Ave, Summit, NJ 07901

Mailing Address

Phone number

(888) 371-0013

Established

Firm type

Fiscal year end

# of Employees

280

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TLG ADVISORS FORM ADV BROCHURE 2025 (3/30/2025)

Regulatory assets under management

Total Number of Accounts	6,331
AUM (Assets Under Management)	$ 1,948,103,893

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christine B. Cooper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

THE LEADERS GROUP, INC.

SECURIAN FINANCIAL SERVICES, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

PINEBRIDGE SECURITIES LLC

G. R. PHELPS & CO., INC.

Primary Firm SEC Registration

TLG ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/30/2008

SIE

Date: 7/1/2016

Series 6

Date: 10/14/1994

Current Firm

TLG ADVISORS, INC.

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TLG ADVISORS, INC.

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