Bonnie J. Bakalar

SEPIO CAPITAL, LP

Alamo, CA 94507

Some features on this profile are disabled

CRD#: 2534861

Professional summary

Bonnie Jean Bakalar, who also goes by Bonnie Jean Nealan, is a registered financial advisor currently at SEPIO CAPITAL, LP located in Alamo, California.

Bonnie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Bonnie has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bonnie Jean Nealan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bonnie Jean Bakalar's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 15, 2017 - Present

SEPIO CAPITAL, LP

Office #1: 3201 Danville Blvd Ste. 275, Alamo, CA 94507

RIA

CRD#: 285645

Alamo, CA

Past

June 29, 2005 - April 3, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SAN FRANCISCO, CA

Past

June 7, 2005 - April 3, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SAN FRANCISCO, CA

Past

December 17, 2003 - February 23, 2004

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

July 25, 2001 - August 13, 2003

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

SAN FRANCISCO, CA

Past

July 18, 2001 - August 13, 2003

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

February 1, 2000 - June 13, 2001

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

May 21, 1999 - February 1, 2000

HAMBRECHT & QUIST LLC

CRD#: 940

SAN FRANCISCO, CA

Past

September 1, 1997 - May 19, 1999

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

December 3, 1996 - September 1, 1997

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Past

October 3, 1996 - November 19, 1996

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEPIO CAPITAL, LP

AKTRIOM WEALTH MANAGEMENT, LLC | SEPIO CAPITAL, LP | SEPIO CAPITAL, LLC | SEPIO CAPITAL ADVISORS, LLC | CRI, LLC

CRD#: 285645 / SEC#: 801-108889

RIA

Registered Investment Advisory firm - (5/12/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/15/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/13/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/19/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/3/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/1/1996

General Securities Representative Examination

Current Firm

SEPIO CAPITAL, LP

AKTRIOM WEALTH MANAGEMENT, LLC | SEPIO CAPITAL, LP | SEPIO CAPITAL, LLC | SEPIO CAPITAL ADVISORS, LLC | CRI, LLC

CRD#: 285645 / SEC#: 801-108889

RIA

Registered Investment Advisory firm - (5/12/2017 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2795 E Cottonwood Parkway Suite 600, Salt Lake City, UT 84121

Mailing Address

Phone number

(415) 915-3708

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SEPIO CAPITAL ADV PART 2A 09.22.2025 (9/22/2025)

Regulatory assets under management

Total Number of Accounts	345
AUM (Assets Under Management)	$ 4,464,814,589

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2024	Cover Page	Report
09/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

John Israel

STRATEGIC ADVISERS LLC

IAR

SAN RAMON, CA

Jason Cooke

EDELMAN FINANCIAL ENGINES

IAR

DANVILLE, CA

Daniel Torres

NYLIFE SECURITIES LLC

BRENTWOOD, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Bonnie J. Bakalar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bonnie Jean Bakalar's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC OF AMERICA INVESTMENT SERVICES, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

J.P. MORGAN SECURITIES INC.

HAMBRECHT & QUIST LLC

DB ALEX. BROWN LLC

ALEX. BROWN & SONS INCORPORATED

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

SEPIO CAPITAL, LP

State Registrations and Notice Filings

Exams

Series 66

Date: 2/13/2006

Series 63

Date: 2/19/1997

SIE

Date: 4/3/2017

Series 7

Date: 10/1/1996

Current Firm

SEPIO CAPITAL, LP

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SEPIO CAPITAL, LP

TRUST BUT VERIFY

Similar Advisors