JH
John D. Hunter
M HOLDINGS SECURITIES
Denver, CO 80237
Some features on this profile are disabled
CRD#: 253478
JH
Professional summary
John Davis Hunter II, who also goes by Dave Hunter, J Dave Hunter, John Dave Hunter, is a registered financial professional currently at M HOLDINGS SECURITIES, INC. located in Denver, Colorado.
John is registered as a RR (Registered Representative) and started their career in finance in 1972. John has worked at 10 firms and has passed the Series 63, Series 6TO, Series 7TO, SIE and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Dave Hunter | J Dave Hunter | John Dave Hunter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE AGENT REPRESENTING NUMEROUS CARRIERS IN SALE OF FIXED INSURANCE PRODUCTS; NORTHWESTERN NATIONAL LIFE INSURANCE CO SINCE 1/1991, PACIFIC MUTUAL LIFE SINCE 3/1990, STANDARD INSURANCE CO SINCE 4/1988, GREAT WEST LIFE SINCE 5/1970; FIXED; AGENT - INSURANCE AGENT 2) FINANCIAL DESIGNS LTD.; INSURANCE; INVESTMENT RELATED; 200 HOURS/MONTH, 200 HOURS/MONTH DURING TRADING HOURS; 01/01/2013; 7979 EAST TUFTS AVE, SUITE 1550, DENVER, CO 80237; SALE AND SERVICING OF LIFE INSURANCE POLICIES, INSURANCE OR RELATED BUSINESS ACTIVITY SPECIFIED BY BOARD. 3) FDL ACQUISITION CO., LLC; INSURANCE; INVESTMENT RELATEDL; 0 HOURS/MONTH, 0 HOURS/MONTH DURING TRADING HOURS; 01/01/2013; 7979 EAST TUFTS AVE, SUITE 1550, DENVER, CO 80237; ENTITY FORMED TO RECIEVE COMMISSIONS FOR ALL BUSINESS WRITTEN 2012 AND EARLIER. 4) ALLIANCE FOR CHOICE AND EDUCATION SCHOLARSHIPS, AKA ACE SCHOLARSHIPS; 5251 DTC PARKWAY #1150 GREENWOOD VILLAGE, CO 80111; CHARITY; NOT INVESTMENT RELATED; TRUSTEE; MAKE DONATIONS, ATTEND MEETINGS, RECRUIT OTHERS; 01/29/2024; 1 HOUR PER MONTH; 1 HOUR PER MONTH DURING TRADING HOURS.
CRS (Client Relationship Summary) - BD
Click below to view John Davis Hunter II's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 26, 2001 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 7979 E Tufts Suite 1550, Denver, CO 80237RIA
BD
CRD#: 43285
Denver, CO
Past
March 19, 2010 - September 25, 2025
M HOLDINGS SECURITIES, INC.
RIA
CRD#: 43285
DENVER, CO
Past
January 1, 1999 - January 29, 2010
FINANCIAL DESIGNS LTD.
RIA
CRD#: 114406
DENVER, CO
Past
June 1, 1998 - April 2, 2001
CETERA ADVISORS LLC
BD
CRD#: 10299
GREENWOOD VILLAGE, CO
Past
June 12, 1996 - August 14, 1996
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
BOSTON, MA
Past
February 25, 1992 - June 9, 1998
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
January 24, 1991 - December 31, 1991
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
January 14, 1989 - January 19, 1990
THE GREAT-WEST LIFE ASSURANCE COMPANY
BD
CRD#: 5927
ENGLEWOOD, CO
Past
December 23, 1988 - January 19, 1989
B.C. CHRISTOPHER SECURITIES CO.
BD
CRD#: 60
Past
April 24, 1986 - December 23, 1988
MORISON SECURITIES, INC.
BD
CRD#: 8097
Past
August 22, 1974 - December 10, 1975
FIRST COLUMBIA CORPORATION
BD
CRD#: 6443
Past
November 1, 1972 - May 13, 1986
THE GREAT-WEST LIFE ASSURANCE COMPANY
BD
CRD#: 5927
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/26/2001)
RR
California(3/26/2001)
RR
Colorado(3/26/2001)
RR
Connecticut(7/31/2017)
RR
Delaware(4/25/2025)
RR
Florida(4/25/2025)
RR
Georgia(11/10/2017)
RR
Idaho(11/8/2018)
RR
Illinois(4/25/2025)
RR
Kansas(3/26/2001)
RR
Louisiana(2/5/2024)
RR
Maryland(4/25/2025)
RR
Massachusetts(11/10/2017)
RR
Michigan(11/10/2017)
RR
Minnesota(11/10/2017)
RR
Missouri(4/25/2025)
RR
Montana(3/26/2001)
RR
New Jersey(4/25/2025)
RR
New Mexico(9/27/2006)
RR
New York(4/25/2025)
RR
Ohio(2/6/2024)
RR
Pennsylvania(11/10/2017)
RR
South Carolina(4/25/2025)
RR
South Dakota(11/8/2018)
RR
Tennessee(4/25/2025)
RR
Texas(3/26/2001)
RR
Utah(3/26/2001)
RR
Virginia(11/10/2017)
RR
Washington(11/8/2018)
RR
West Virginia(12/13/2022)
RR
Wisconsin(7/23/2020)
RR
Wyoming(3/26/2001)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 10/25/1972
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
1125 N.w. Couch Street Suite 900, Portland, OR 97209
Mailing Address
P.o. Box 2207, Portland, OR 97208-2207
Phone number
(888) 520-6784
Established
Oregon since 03/21/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,442
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M FINANCIAL HOLDINGS INCORPORATED | EQUITY OWNER | |
| HANEY-JACKSON, LAURA ELIZABETH | VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 4771801 |
| LUDWIG, STEVEN CHARLES | CHIEF COMPLIANCE OFFICER | 2440911 |
| ROGERS, MARIA RENEE | PRINCIPAL FINANCIAL OFFICER | 2442526 |
| SCHOONMAKER, MICHAEL SKI | CHIEF EXECUTIVE OFFICER | 2408456 |
Regulatory assets under management
| Total Number of Accounts | 8,234 |
| AUM (Assets Under Management) | $ 4,078,516,284 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/10/2025 | ||
| 11/13/2024 | ||
| 08/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
