KM
Kristine J. Mogollon
THRIVENT ASSET MANAGEMENT
Minneapolis, MN 55402-3265
Some features on this profile are disabled
CRD#: 2534648
KM
Professional summary
Kristine Joy Mogollon, CFA, who also goes by Kris Hanson, Kristine Joy Hanson, Kris J. Mogollon, is a registered financial advisor currently at THRIVENT ASSET MANAGEMENT, LLC located in Minneapolis, Minnesota and THRIVENT DISTRIBUTORS, LLC located in Minneapolis, Minnesota.
Kristine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Kristine has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kris Hanson | Kristine Joy Hanson | Kris J. Mogollon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MARY KAY POSITION: Independent Beauty Consultant NATURE: Direct sales of skin care and cosmetics products. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/13/2015 ADDRESS: 1305 53rd Avenue NE, Fridley MN 55421, United States DESCRIPTION: I became an Independent Beauty Consultant primarily for the purpose of purchasing Mary Kay products at cost for personal use. However, I may also sell products to friends and family members and to other individuals who are referred to me. I currently devote less than 10 hours per month to this business but would not expect it to exceed that level. MOMENTS CAPTURED BY MOGOLLON POSITION: Free-Lance Photographer NATURE: Small photography business. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2006 ADDRESS: 1305 53rd Avenue NE, Fridley MN 55421, United States DESCRIPTION: Photographer - take photos of people (infants, children, families, seniors). Also do travel and landscape photography that could be sold as prints, cards and other products. MOGOLLON ENTERPRISES, LLC POSITION: Owner NATURE: Construction and remodeling services. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 12/28/2009 ADDRESS: 1305 53rd Avenue NE, Fridley MN 55421, United States DESCRIPTION: Invoicing and recordkeeping for my husband's sub-contractor business. He earns income through this business that is reported on our joint tax return, but I am not paid for my services. HOPE CHRISTIAN CHURCH (IN PROCESS OF CHANGING NAME TO CONNECTION CHURCH) POSITION: Treasurer NATURE: Church/place of worship. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2009 ADDRESS: 4911 Hodgson Road, Shoreview MN 55126, United States DESCRIPTION: Church Treasurer. My responsibilities include financial reporting, making bank deposits (such as weekly offerings), paying all salaries, bills, reimbursements, etc., and issuing offering receipts, 1099s and W-2 statements. This is a volunteer position. Served as Treasurer from 4/1/2009 until March 2024. Named Assistant Treasurer in March 2024. In February 2025, I was named Treasurer again and a new Assistant Treasurer was selected.
CRS (Client Relationship Summary) - RIA
Click below to view Kristine Joy Mogollon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 3, 2021 - Present
THRIVENT ASSET MANAGEMENT, LLC
Office #1: 901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3265RIA
CRD#: 137751
Minneapolis, MN
Current
November 16, 2015 - Present
THRIVENT DISTRIBUTORS, LLC
Office #1: 901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3265BD
CRD#: 179512
Minneapolis, MN
Past
December 19, 2013 - May 4, 2021
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
MINNEAPOLIS, MN
Past
May 26, 2004 - May 4, 2021
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
MINNEAPOLIS, MN
Past
April 18, 2001 - December 31, 2002
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
SAINT PAUL, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
THRIVENT ASSET MANAGEMENT, LLC
THRIVENT ASSET MANAGEMENT LLC | THRIVENT ASSET MANAGEMENT, LLC
CRD#: 137751 / SEC#: 801-64988
RIA
Registered Investment Advisory firm - (12/15/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Minnesota(11/16/2015)
IAR
Minnesota(5/3/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
THRIVENT ASSET MANAGEMENT, LLC
THRIVENT ASSET MANAGEMENT LLC | THRIVENT ASSET MANAGEMENT, LLC
CRD#: 137751 / SEC#: 801-64988
RIA
Registered Investment Advisory firm - (12/15/2005 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3211
Mailing Address
Phone number
(800) 847-4836
Established
Firm type
Fiscal year end
# of Employees
450
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 31 |
| AUM (Assets Under Management) | $ 46,815,882,100 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
