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Yevgeny Frenkel

CRD# 2534622·Registered 2000 - 2012
Previously Registered: Being a previously registered professional could mean that Yevgeny is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Yevgeny Frenkel, who also goes by Yeugehy Frenkel, was a registered financial advisor. Yevgeny was a previously registered financial professional and started their career in finance 2000 - 2012. Yevgeny had worked at 4 firms and has passed the Series 63, Series 56, Series 3 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Yeugehy Frenkel

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

AGILE PT GROUP LLC·CRD# 155177
BD
New York, NY
July 27, 2012 - October 3, 2012
BARCLAYS CAPITAL INC.·CRD# 19714
BD
New York, NY
January 11, 2002 - June 13, 2005
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
August 29, 2001 - January 10, 2002
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
October 3, 2000 - May 12, 2001

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Current Firm

AP
AGILE PT GROUP LLC

AGILE PT GROUP LLC | TRINITY PRO TRADING, LLC | AGLIE PT GROUP LLC

CRD#: 155177 / SEC#: 8-68702
BD
Terminated by SEC on 12/23/2013

Contact Information

Established

Delaware since 09/28/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
AGML LLCMEMBER—
BARRA, ROGER JOHNCCO1703322
HAGAN, LEONARD ALLANFINOP2582328

Disclosures

Regulatory Event

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2000About the Series 63 exam

Series 56 — Proprietary Trader Qualification Examination

Passed Jul 2012

Series 3 — National Commodity Futures Examination

Passed Oct 2000About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Oct 2000About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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