Thomas C. Tyler

FIDUCIARY CONSULTING GROUP

VENICE, FL 34285

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CRD#: 2534238

Professional summary

Thomas Charles Tyler JR, CFP®, who also goes by Thomas Charles Jr Tyler, is a registered financial advisor currently at FIDUCIARY CONSULTING GROUP, INC. located in Venice, Florida.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Thomas has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas Charles Jr Tyler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Charles Tyler JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

Experience

Current

June 28, 2012 - Present

FIDUCIARY CONSULTING GROUP, INC.

Office #1: 735 E. Venice Avenue, Suite 206, Venice, FL 34285

RIA

CRD#: 132889

VENICE, FL

Past

October 20, 2000 - February 7, 2001

H.C.WAINWRIGHT & CO., LLC

CRD#: 375

NEW YORK, NY

Past

October 4, 1994 - June 22, 1995

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/28/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/10/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/10/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/19/2000

General Securities Representative Examination

Current Firm

FIDUCIARY CONSULTING GROUP, INC.

CRD#: 132889 / SEC#: 801-63644

RIA

Registered Investment Advisory firm - (6/29/2012 Terminated)

Florida

Registered Investment Advisory firm - (6/28/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

735 E Venice Ave Suite 206, Venice, FL 34285

Mailing Address

Phone number

(941) 412-3451

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	74
AUM (Assets Under Management)	$ 90,005,469

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas C. Tyler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Charles Tyler JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDUCIARY CONSULTING GROUP, INC.

H.C.WAINWRIGHT & CO., LLC

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/10/1994

Series 63

Date: 10/10/1994

Series 7

Date: 10/19/2000

Current Firm

FIDUCIARY CONSULTING GROUP, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FIDUCIARY CONSULTING GROUP, INC.

TRUST BUT VERIFY

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