Dennis T. Rife

OSAIC WEALTH

Maumee, OH 43537

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CRD#: 2534229

Professional summary

Dennis Todd Rife is a registered financial advisor currently at OSAIC WEALTH, INC. located in Maumee, Ohio.

Dennis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Dennis has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) DENNIS T. RIFE POSITION: Trustee NATURE: Not a business, a trustee. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/15/2016 ADDRESS: 7660 Jonathan Drive, Holland OH 43528, United States DESCRIPTION: I am the trustee of my mom's irrevocable trust. It involves paying taxes on the assets held inside her trust account as needed. Management of those assets are still her responsibility. 2) DEACON DENNIS T. RIFE POSITION: Deacon NATURE: Volunteer INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 10 START DATE: 03/15/2008 ADDRESS: 7660 Jonathan Drive, Holland OH 43528, United States DESCRIPTION: Ordained a Deacon in the Catholic Church in September 2013and will be performing weddings, baptisms, and funeral services for individuals or funeral homes. I have been performing vigils and funerals for the past11 years and received a total of $1000 for around135 funerals/vigils that I have done. Now that I am ordained, I may receive a gift from the families usually $25 per activity but as you can see from the last11 years, it is more likely to be none. If I celebrate a funeral directly for a funeral home, I receive $100. I have performed12 of those in the past nine years. No expectation of the averages changing. 3) Area Office on Aging Advisory Board POSITION: Advisory board member NATURE: NON PROFIT. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2002 ADDRESS: DESCRIPTION: Attend meetings and give feedback on current happenings at the AOoA. 4) SAVAGE & ASSOCIATES POSITION: Insurance Agent NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 20 START DATE: 08/01/1993 ADDRESS: 655 Beaver Creek Circle, Maumee OH 43537, United States DESCRIPTION: Sales of life, health and disability to both individuals and groups. 5) SAVAGE AND ASSOCIATES - SECURITIES DBA POSITION: Financial Professional NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 06/30/1995 ADDRESS: 655 Beaver Creek Circle, Maumee OH 43537, United States DESCRIPTION: Oversee client investments, make recommendations, manage a portfolio as part of my primary function as a FP 5)DENNIS T. RIFE INSURANCE AGENT POSITION: insurance agent NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 20 START DATE: 07/01/1993 ADDRESS: 655 Beaver Creek Circle, Maumee OH 43537, United States DESCRIPTION: Sell and service insurance policies to clients

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Todd Rife's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Dennis Todd Rife's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 10, 2013 - Present

OSAIC WEALTH, INC.

Office #1: 655 Beaver Creek Circle, Maumee, OH 43537

RIA

CRD#: 23131

Maumee, OH

Current

July 5, 2013 - Present

OSAIC WEALTH, INC.

Office #1: 655 Beaver Creek Circle, Maumee, OH 43537

RIA

CRD#: 23131

Maumee, OH

Past

February 27, 2006 - July 12, 2013

WALNUT STREET SECURITIES, INC.

RIA

CRD#: 15840

TOLEDO, OH

Past

June 12, 2001 - November 2, 2006

WALNUT STREET ADVISERS INC

RIA

CRD#: 109903

TOLEDO, OH

Past

April 5, 2001 - July 12, 2013

WALNUT STREET SECURITIES, INC.

CRD#: 15840

TOLEDO, OH

Past

September 13, 1994 - May 17, 2001

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(7/5/2013)

California
(7/5/2013)

Florida
(7/5/2013)

Georgia
(7/5/2013)

Michigan
(7/5/2013)

IAR

Michigan
(1/19/2021)

New York
(9/26/2019)

North Carolina
(7/5/2013)

Ohio
(7/5/2013)

IAR

Ohio
(7/10/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 3/15/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/19/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/8/1994

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dennis T. Rife

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Todd Rife's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Dennis Todd Rife's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

WALNUT STREET SECURITIES, INC.

WALNUT STREET ADVISERS INC

WALNUT STREET SECURITIES, INC.

OSAIC WEALTH, INC.

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/15/1995

SIE

Date: 10/1/2018

Series 7

Date: 6/19/2002

Series 6

Date: 9/8/1994

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

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