Peter Krussel
Professional summary
Peter Krussel, who also goes by Pete Krussel, Peter John Krussel, is a registered financial advisor currently at SOUTHLAND EQUITY PARTNERS, LLC. located in Wildwood, Missouri and OSAIC WEALTH, INC. located in Wildwood, Missouri.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Peter has worked at 11 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 3, Series 7, Series 4, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Peter Krussel's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Peter Krussel's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 2, 2011 - Present
SOUTHLAND EQUITY PARTNERS, LLC.
November 3, 2023 - Present
OSAIC WEALTH, INC.
November 3, 2023 - Present
OSAIC WEALTH, INC.
July 15, 2008 - November 3, 2023
FSC SECURITIES CORPORATION
July 15, 2008 - March 31, 2009
ADVANTAGE CAPITAL CORPORATION
July 15, 2008 - November 3, 2023
FSC SECURITIES CORPORATION
September 27, 2005 - July 15, 2008
TOWER SQUARE SECURITIES, INC.
October 15, 2002 - April 25, 2006
METLIFE INVESTORS DISTRIBUTION COMPANY
March 27, 2001 - July 15, 2008
WALNUT STREET SECURITIES, INC.
November 16, 1999 - March 26, 2001
NATIONAL SECURITIES CORPORATION
November 10, 1997 - November 23, 1999
SECURITIES AMERICA, INC.
September 8, 1997 - November 7, 1997
MERCANTILE INVESTMENT SERVICES, INC.
March 11, 1996 - August 8, 1997
THOMASLLOYD CAPITAL LLC
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.