SJ
Scot W. Johnson
ADELL HARRIMAN & CARPENTER
Houston, TX 77056
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CRD#: 2534073
SJ
Professional summary
Scot Wallace Johnson is a registered financial advisor currently at ADELL HARRIMAN & CARPENTER located in Houston, Texas.
Scot is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Scot has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Scot Wallace Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 1, 2020 - Present
ADELL HARRIMAN & CARPENTER
Office #1: 2700 Post Oak Blvd, Ste 1200, Houston, TX 77056RIA
CRD#: 107488
Houston, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AH
ADELL HARRIMAN & CARPENTER
ADELL HARRIMAN & CARPENTER | ADELL HARRIMAN & CARPENTER INC
CRD#: 107488 / SEC#: 801-50660
RIA
Registered Investment Advisory firm - (11/29/1995 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(1/1/2020)
Exams
Current Firm
AH
ADELL HARRIMAN & CARPENTER
ADELL HARRIMAN & CARPENTER | ADELL HARRIMAN & CARPENTER INC
CRD#: 107488 / SEC#: 801-50660
RIA
Registered Investment Advisory firm - (11/29/1995 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2700 Post Oak Blvd, Ste 1200, Houston, TX 77056
Mailing Address
Phone number
(713) 621-1155
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,091 |
| AUM (Assets Under Management) | $ 1,756,064,467 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/31/2025 | ||
| 07/19/2024 | ||
| 09/26/2023 | ||
| 10/31/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
