Michael L. Callahan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Leonard Callahan, who also goes by Michael L Callahan, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1994. Michael had worked at 21 firms and has passed the Series 99TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2024 - November 5, 2024
GSA CAPITAL ASSOCIATES, LLC
June 8, 2023 - October 2, 2023
TS IMAGINE BROKERAGE SERVICES, LLC
November 2, 2020 - October 26, 2021
MOTILAL OSWAL SECURITIES INTERNATIONAL PRIVATE LIMITED
July 22, 2019 - October 25, 2022
E. MAGNUS OPPENHEIM & CO. INC.
November 19, 2018 - April 29, 2019
LIQUID CAPITAL SECURITIES, LLC
August 1, 2018 - December 19, 2019
BERINGER FINANCE US INC.
July 6, 2018 - April 12, 2021
TS IMAGINE BROKERAGE SERVICES, LLC
January 6, 2016 - April 18, 2016
CPIBD LLC
January 4, 2016 - September 6, 2018
WORLD-XECUTION STRATEGIES
August 13, 2015 - October 8, 2019
STARR STRATEGIC PARTNERS, LLC
March 9, 2015 - September 8, 2016
ARKONIS CAPITAL LLC
March 17, 2014 - April 27, 2015
LIQUID CAPITAL SECURITIES, LLC
July 1, 2013 - April 28, 2016
MIRAE ASSET WEALTH MANAGEMENT (USA) INC.
July 6, 2011 - January 6, 2012
H.C.WAINWRIGHT & CO., LLC
March 7, 2011 - June 14, 2011
PLEXUS FINANCIAL SERVICES, LLC
January 8, 2008 - April 6, 2009
NBGI SECURITIES INC.
July 10, 2007 - August 6, 2007
FREDERICKS MICHAEL SECURITIES, INC.
January 4, 2007 - January 4, 2007
BIDS TRADING L.P.
May 2, 2005 - February 14, 2006
H.C.WAINWRIGHT & CO., LLC
April 23, 2001 - May 8, 2003
FULCRUM GLOBAL PARTNERS LLC
June 2, 1999 - March 30, 2001
METROPOLITAN LIFE INSURANCE COMPANY
June 2, 1999 - March 30, 2001
MSI FINANCIAL SERVICES, INC.
October 25, 1994 - July 13, 1998
NYLIFE DISTRIBUTORS LLC
August 23, 1994 - July 13, 1998
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
GSA CAPITAL ASSOCIATES, LLC
CRD#: 151531 / SEC#: , 8-68377
Contact information
Documents
Red Flags
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