Robert V. Hunt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Vernon Hunt, who also goes by Bob Hunt, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1971. Robert had worked at 9 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 3, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 2003 - December 31, 2004
CENTAURUS FINANCIAL, INC.
April 11, 2001 - January 14, 2003
J.J.B. HILLIARD, W.L. LYONS, LLC
April 13, 1994 - April 9, 2001
MORGAN STANLEY DW INC.
April 30, 1991 - May 11, 1994
CIBC WORLD MARKETS CORP.
June 7, 1982 - May 14, 1991
LEHMAN BROTHERS INC.
October 17, 1979 - July 6, 1982
DONALD SHELDON & CO., INC.
March 2, 1978 - October 17, 1979
UMIC, INC.
May 20, 1977 - April 18, 1978
MARCUS, STOWELL & BEYE, INC.
January 2, 1976 - May 22, 1977
DONALD SHELDON & CO., INC.
November 10, 1971 - July 28, 1972
UMIC INC.
Primary Firm SEC Registration
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
F04
Date: 5/16/1974
Financial Principal ExaminationSeries 00
Date: 11/8/1971
General Securities Principal ExaminationCurrent Firm
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
