AG
Alex M. Gregory
BETTER WAY LLC
BAL HARBOUR, FL 33154
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CRD#: 2533644
AG
Professional summary
Alex Michael Gregory is a registered financial advisor currently at BETTER WAY LLC located in Bal Harbour, Florida.
Alex is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Alex has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
As of May 14, 2025, I serve as President of the Harbour House Condominium Association in Bal Harbour, FL 33154. This role is expected to require approximately 5 to 10 hours per week and is a one-year term.
CRS (Client Relationship Summary) - RIA
Click below to view Alex Michael Gregory's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 21, 2023 - Present
BETTER WAY LLC
Office #1: 10275 Collins Avenue #702, Bal Harbour, FL 33154RIA
CRD#: 300305
BAL HARBOUR, FL
Past
March 28, 2017 - May 10, 2019
CITI PRIVATE ALTERNATIVES, LLC
BD
CRD#: 153777
Boston, MA
Past
July 26, 2013 - May 10, 2019
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BETTER WAY LLC
BETTER WAY LLC
CRD#: 300305 / SEC#: 801-127907
RIA
Registered Investment Advisory firm - (5/2/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(6/21/2023)
IAR
Massachusetts(6/30/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BW
BETTER WAY LLC
BETTER WAY LLC
CRD#: 300305 / SEC#: 801-127907
RIA
Registered Investment Advisory firm - (5/2/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10275 Collins Avenue #702, Bal Harbour, FL 33154
Mailing Address
Phone number
(617) 388-0139
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 101,550,000 |
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| Florida | ERA - Withdrawn | 3/31/2023 |
| Massachusetts | ERA - Withdrawn | 3/31/2023 |
Red Flags
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Company Information
BETTER WAY LLC
CRD#: 300305Bal Harbour, FL 33154TRUST BUT VERIFY
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