Shelly L. Wentz-fackler

J. W. COLE ADVISORS

Lakewood Ranch, FL 34202

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CRD#: 2533577

Professional summary

Shelly L Wentz-fackler, who also goes by Shelly Fackler, Shelly Lynn Wentz, Shelly L Wentz-fackler, Shelly Lynn Wentz-fackler, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Lakewood Ranch, Florida and J.W. COLE FINANCIAL, INC. located in Lakewood Ranch, Florida.

Shelly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Shelly has worked at 4 firms and has passed the Series 63, Series 65, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Shelly Fackler | Shelly Lynn Wentz | Shelly L Wentz-Fackler | Shelly Lynn Wentz-Fackler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) J&J Wealth Advisors; DBA; Investment Related; 8470 Enterprise Circle, Suite 301-F, Lakewood Ranch FL 34202; Advisor; Conducting meetings with clients, opening accounts, investment advice, making plans and taking notes; Start 8/10/2023; 160 hrs./mo. 160 hrs./mo. during trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shelly L Wentz-fackler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 17, 2023 - Present

J. W. COLE ADVISORS, INC.

Office #1: 8470 Enterprise Circle Suite 300-d, Lakewood Ranch, FL 34202

RIA

CRD#: 112294

Lakewood Ranch, FL

Current

December 19, 2023 - Present

J.W. COLE FINANCIAL, INC.

Office #1: 8470 Enterprise Circle Suite 301-f, Lakewood Ranch, FL 34202

CRD#: 124583

Lakewood Ranch, FL

Past

February 1, 2023 - August 8, 2023

FLORIO WEALTH MANAGEMENT, LLC

RIA

CRD#: 311831

SEMINOLE, FL

Past

October 4, 2021 - February 3, 2022

MONORAIL SECURITIES LLC

RIA

CRD#: 285309

SARASOTA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

J. W. COLE ADVISORS, INC.

CRD#: 112294 / SEC#: 801-60722

RIA

Registered Investment Advisory firm - (11/23/2001 Approved)

Arizona

Registered Investment Advisory firm - (12/4/2001 Terminated)

Florida

Registered Investment Advisory firm - (12/5/2001 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(8/17/2023)

Florida
(1/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 5/28/2024

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/26/2021

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6TO

Date: 12/19/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/21/2022

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

J. W. COLE ADVISORS, INC.

CRD#: 112294 / SEC#: 801-60722

RIA

Registered Investment Advisory firm - (11/23/2001 Approved)

Arizona

Registered Investment Advisory firm - (12/4/2001 Terminated)

Florida

Registered Investment Advisory firm - (12/5/2001 Terminated)

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Contact information

Main Address

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634

Mailing Address

Phone number

(813) 935-6776

Established

Firm type

Fiscal year end

# of Employees

512

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE PROGRAM (3/28/2025)

JWCA 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	29,614
AUM (Assets Under Management)	$ 7,195,237,282

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Shelly L. Wentz-fackler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shelly L Wentz-fackler's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.W. COLE FINANCIAL, INC.

FLORIO WEALTH MANAGEMENT, LLC

MONORAIL SECURITIES LLC

Primary Firm SEC Registration

J. W. COLE ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/28/2024

Series 65

Date: 9/26/2021

Series 6TO

Date: 12/19/2023

SIE

Date: 10/21/2022

FINRA

Current Firm

J. W. COLE ADVISORS, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

J. W. COLE ADVISORS, INC.

TRUST BUT VERIFY

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