Jason A. Parris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Andrew Parris was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 1994. Jason had worked at 14 firms and has passed the Series 66, Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 16, 2013 - August 29, 2014
ALLSTATE FINANCIAL SERVICES, LLC
November 22, 2011 - December 10, 2013
STRATEGIC ADVISERS LLC
October 19, 2011 - December 10, 2013
FIDELITY BROKERAGE SERVICES LLC
November 17, 2010 - April 29, 2011
MSC - BD, LLC
May 6, 2010 - November 17, 2010
HS & CO., INC.
September 3, 2008 - April 2, 2009
MML INVESTORS SERVICES, LLC
January 29, 2008 - June 5, 2008
SOUTHWEST TEXAS CAPITAL, L.L.C
April 10, 2001 - February 6, 2006
WAMU INVESTMENTS, INC.
May 1, 2000 - March 21, 2001
BANK UNITED SECURITIES CORP.
November 4, 1999 - April 27, 2000
BANC ONE SECURITIES CORPORATION
January 27, 1999 - November 2, 1999
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 19, 1999 - January 26, 1999
IFMG SECURITIES, INC.
January 1, 1998 - December 11, 1998
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 22, 1997 - January 1, 1998
NATIONSSECURITIES
October 12, 1994 - September 13, 1995
PRINCIPAL FINANCIAL SECURITIES,INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
