Angelica M. Aguilera-duque
Professional summary
Angelica Moremil Aguilera-duque was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Angelica is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Angelica had worked at 6 firms, which includes PLANNER SECURITIES LLC, LATAM INVESTMENTS LLC, J.P. MORGAN CLEARING CORP., J.P. MORGAN SECURITIES LLC, FARRAND INVESTMENT BANKERS, FIRST DOMINION CAPITAL CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 2008 - January 26, 2009
PLANNER SECURITIES LLC
May 25, 2005 - April 27, 2010
LATAM INVESTMENTS, LLC
August 16, 2001 - November 17, 2003
J.P. MORGAN CLEARING CORP.
August 16, 2001 - November 17, 2003
J.P. MORGAN SECURITIES LLC
June 11, 2001 - July 17, 2001
FARRAND INVESTMENT BANKERS
March 31, 1997 - February 19, 1998
FIRST DOMINION CAPITAL CORP.
State Registrations and Notice Filings
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Exams
Current Firm
PLANNER SECURITIES LLC
CRD#: 36866 / SEC#: , 8-47498
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 2 |
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