Michael T. Cleary

PRIVATE CLIENT WEALTH ADVISORS

Midlothian, VA

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CRD#: 2533265

Professional summary

Michael T Cleary, who also goes by Michael T Cleary, Michael Thomas Cleary, Michael Cleary, is a registered financial advisor currently at PRIVATE CLIENT WEALTH ADVISORS, LLC located in Midlothian, Virginia.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Michael has worked at 12 firms and has passed the Series 66, Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael T Cleary | Michael Thomas Cleary | Michael Cleary

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Non-variable insurance sales (fixed life, fixed annuities)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael T Cleary's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 3, 2020 - Present

PRIVATE CLIENT WEALTH ADVISORS, LLC

RIA

CRD#: 172613

Midlothian, VA

Past

April 18, 2019 - May 16, 2019

ONEAMERICA SECURITIES, INC.

RIA

CRD#: 4173

RICHMOND, VA

Past

April 18, 2019 - May 16, 2019

ONEAMERICA SECURITIES, INC.

CRD#: 4173

RICHMOND, VA

Past

February 2, 2017 - March 21, 2019

LARIMER CAPITAL CORPORATION

RIA

CRD#: 18189

Midlothian, VA

Past

February 2, 2017 - March 21, 2019

LARIMER CAPITAL CORPORATION

CRD#: 18189

DENVER, CO

Past

January 29, 2015 - November 2, 2016

CETERA ADVISORS LLC

RIA

CRD#: 10299

MIDLOTHIAN, VA

Past

January 20, 2015 - November 2, 2016

CETERA ADVISORS LLC

CRD#: 10299

MIDLOTHIAN, VA

Past

September 2, 2010 - March 1, 2013

EQUUS FINANCIAL CONSULTING LLC

CRD#: 131449

NEW CANAAN, CT

Past

April 16, 2008 - December 31, 2008

BEAR STEARNS ASSET MANAGEMENT INC.

RIA

CRD#: 113359

MIDLOTHIAN, VA

Past

February 29, 2008 - December 31, 2008

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

June 11, 2004 - December 5, 2005

THOMAS CAPITAL GROUP, INC.

CRD#: 45180

GIG HARBOR, WA

Past

January 12, 2000 - June 1, 2004

RUSSELL INSTITUTIONAL SERVICES INC., PART OF RUSSELL INVESTMENTS

CRD#: 37550

TACOMA, WA

Past

February 3, 1999 - February 4, 2000

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Past

January 24, 1996 - February 1, 1999

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Past

January 3, 1995 - May 1, 1995

SAUNDERS RETIREMENT ADVISORS, INC.

CRD#: 35041

RICHMOND, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(2/3/2020)

IAR

Texas
(5/5/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/15/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/11/1994

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/22/1994

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/12/1994

General Securities Representative Examination

Current Firm

PRIVATE CLIENT WEALTH ADVISORS, LLC

CHANGE WEALTH ADVISORS | PRIVATE CLIENT WEALTH ADVISORS, LLC | ENGAGE IN WEALTH

CRD#: 172613 / SEC#:

Alaska

Registered Investment Advisory firm - (12/6/2024 Terminated)

Arizona

Registered Investment Advisory firm - (4/6/2015 Approved)

California

Registered Investment Advisory firm - (4/11/2019 Approved)

Colorado

Registered Investment Advisory firm - (10/31/2014 Approved)

Nevada

Registered Investment Advisory firm - (12/17/2024 Terminated)

South Dakota

Registered Investment Advisory firm - (3/3/2015 Approved)

Texas

Registered Investment Advisory firm - (5/4/2020 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1040 South Gaylord Street Suite 12, Denver, CO 80209

Mailing Address

Phone number

(303) 945-2222

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	102
AUM (Assets Under Management)	$ 28,818,289

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael T. Cleary

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael T Cleary's CRS (Customer Relationship Summary).

Certified licenses

Experience

ONEAMERICA SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

LARIMER CAPITAL CORPORATION

LARIMER CAPITAL CORPORATION

CETERA ADVISORS LLC

CETERA ADVISORS LLC

EQUUS FINANCIAL CONSULTING LLC

BEAR STEARNS ASSET MANAGEMENT INC.

J.P. MORGAN SECURITIES LLC

THOMAS CAPITAL GROUP, INC.

RUSSELL INSTITUTIONAL SERVICES INC., PART OF RUSSELL INVESTMENTS

SECURIAN FINANCIAL SERVICES, INC.

AVANTAX INVESTMENT SERVICES, INC.

SAUNDERS RETIREMENT ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/15/2008

Series 63

Date: 11/11/1994

Series 65

Date: 9/22/1994

SIE

Date: 10/1/2018

Series 7

Date: 10/12/1994

Current Firm

PRIVATE CLIENT WEALTH ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PRIVATE CLIENT WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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