Elizabeth J. Maziad
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elizabeth Jane Maziad, who also goes by Elizabeth Jane Hazel, Elizabeth Jane Mazia, Elizabeth Maziad, was a registered financial professional .
Elizabeth is a previously registered financial professional and started their career in finance in 1994. Elizabeth had worked at 3 firms and has passed the Series 99TO, Series 6TO, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 2012 - October 31, 2018
RAYMOND JAMES INSURANCE GROUP, INC.
March 23, 2001 - June 22, 2026
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 26, 1994 - June 22, 2026
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
RAYMOND JAMES INSURANCE GROUP, INC.
CRD#: 121221 / SEC#: , 8-65393
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAYMOND JAMES FINANCIAL, INC. | PARENT | |
| ALLEN, BRADLEY WAYNE | ASSISTANT TREASURER | 6149324 |
| HAWKE, DEBORAH ANNE | ASSISTANT SECRETARY | |
| HYSLOP, JASON BRYANT | CHIEF COMPLIANCE OFFICER | 4237567 |
| MAZIAD, ELIZABETH JANE | PRINCIPAL OPERATIONS OFFICER | 2533215 |
| OLLIA, MARSHALL FARROKH | PRINCIPAL FINANCIAL OFFICER | 3195972 |
| STOLZ, SCOTT LEE | PRESIDENT/CEO | 1054132 |
| SWINK, JAMES THOMAS | VICE PRESIDENT | 1053300 |
| ZANK, DENNIS WILLIAM | DIRECTOR | 871971 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
