Americo R. Gallo
Professional summary
Americo Robert Gallo was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Americo is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Americo had worked at 9 firms, which includes MONTROSE CAPITAL MANAGEMENT LTD., MERIDIAN EQUITIES COMPANY, SMITH BENTON & HUGHES INC., THE CAMELOT GROUP INC., TRADEPORTAL SECURITIES INC., COLIN WINTHROP & CO. INC., HUNTER INTERNATIONAL SECURITIES INC., INVESTORS ASSOCIATES INC., M.S. FARRELL & COMPANY INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 1998 - October 2, 1998
MONTROSE CAPITAL MANAGEMENT LTD.
May 19, 1997 - November 5, 1997
MERIDIAN EQUITIES COMPANY
October 15, 1996 - January 3, 1997
SMITH, BENTON & HUGHES, INC.
May 23, 1996 - July 15, 1996
THE CAMELOT GROUP, INC.
February 7, 1996 - June 28, 1996
TRADEPORTAL SECURITIES, INC.
December 14, 1995 - February 8, 1996
SMITH, BENTON & HUGHES, INC.
October 24, 1995 - December 8, 1995
COLIN WINTHROP & CO., INC.
September 8, 1995 - September 28, 1995
HUNTER INTERNATIONAL SECURITIES, INC.
April 28, 1995 - August 8, 1995
INVESTORS ASSOCIATES, INC.
November 11, 1994 - March 17, 1995
M.S. FARRELL & COMPANY, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MONTROSE CAPITAL MANAGEMENT LTD.
CRD#: 40799 / SEC#: , 8-49195
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JACARUSCO, DAVID | DIRECTOR | |
| SCOTTI, JOSEPH M | DIRECTOR | 2845621 |
| BUCHANAN, VINCENT ANTHONY | CHIEF FINANCIAL OFFICER | 34247 |
| DANTES, EDMOND LOUIS | OPERATIONS MANAGER | 702381 |
| DRUCKS, NEIL | SHAREHOLDER | 4103340 |
| JACOBSON, ALLEN FRANK | SHAREHOLDER | 2299692 |
| MITAROTONDO, DOMINICK | HEAD TRADER | 1218598 |
| ROSNER,, STEVEN | SHAREHOLDER | 4100927 |
| SUTTON, DAVID H | SHAREHOLDER | 4099204 |
| TELFER, JOHN DAVID | SENIOR REGISTERED OPTIONS PRINCIPLE | 1099745 |
| TELFER, JOHN DAVID | CHIEF COMPLIANCE OFFICER | 1099745 |
| TELFER, JOHN DAVID | CHIEF OPERATIONS OFFICER | 1099745 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
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