Chungwon Wang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chungwon Wang, who also goes by Alex Wang, Chung Wang, was a registered financial professional .
Chungwon is a previously registered financial professional and started their career in finance in 1996. Chungwon had worked at 1 firm and has passed the Series 65, Series 63, Series 7, Series 2, Series 3, Series 27, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 1996 - June 5, 1998
AVATAR FINANCIAL GROUP, LTD
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 7/18/1995
Non-Member General Securities ExaminationCurrent Firm
AVATAR FINANCIAL GROUP, LTD
CRD#: 39374 / SEC#: , 8-48692
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
