Amit Mathur
Professional summary
Amit Mathur was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Amit is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Amit had worked at 4 firms, which includes EISNER SECURITIES INC., ANTAEUS CAPITAL INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, PRUCO SECURITIES LLC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 26, 1998 - August 8, 2000
EISNER SECURITIES, INC.
June 3, 1997 - July 8, 1997
ANTAEUS CAPITAL, INC.
October 16, 1995 - May 7, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 18, 1994 - June 1, 1995
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Exams
Current Firm
EISNER SECURITIES, INC.
CRD#: 40585 / SEC#: , 8-49084
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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