Brent A. Ericksen

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CRD#: 2532659

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brent Allen Ericksen, CFP®, who also goes by Brent A Ericksen, was a registered financial professional .

Brent is a previously registered financial professional and started their career in finance in 1994. Brent had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Brent A Ericksen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Past

September 4, 2018 - March 30, 2020

BRIGHTON JONES LLC

RIA

CRD#: 108601

SEATTLE, WA

Past

November 5, 2010 - September 30, 2011

VISION INVESTMENT SERVICES, INC.

CRD#: 46609

SEATTLE, WA

Past

September 22, 2010 - April 1, 2014

NORTHERN TRUST SECURITIES, INC.

CRD#: 7927

SEATTLE, WA

Past

February 9, 2000 - September 20, 2010

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

BELLEVUE, WA

Past

December 2, 1999 - September 20, 2010

CHARLES SCHWAB & CO., INC.

CRD#: 5393

BELLEVUE, WA

Past

October 10, 1994 - November 26, 1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRIGHTON JONES LLC

BRIGHTON JONES LLC | OPENPLAN | LENORA GROUP | LENORA FAMILY OFFICE

CRD#: 108601 / SEC#: 801-57087

RIA

Registered Investment Advisory firm - (1/3/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/28/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/28/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/5/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 3/6/2001

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 3/6/2001

General Securities Sales Supervisor - Options Module Examination

Current Firm

BRIGHTON JONES LLC

BRIGHTON JONES LLC | OPENPLAN | LENORA GROUP | LENORA FAMILY OFFICE

CRD#: 108601 / SEC#: 801-57087

RIA

Registered Investment Advisory firm - (1/3/2000 Approved)

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Contact information

Main Address

2030 1st Avenue 3rd Floor, Seattle, WA 98121

Mailing Address

Phone number

(206) 258-5000

Established

Firm type

Fiscal year end

# of Employees

279

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BRIGHTON JONES LLC (8/7/2025)

Regulatory assets under management

Total Number of Accounts	3,316
AUM (Assets Under Management)	$ 14,987,100,484

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/14/2025	Cover Page	Report
11/17/2023	Cover Page	Report
02/17/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brent A. Ericksen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

VISION INVESTMENT SERVICES, INC.

NORTHERN TRUST SECURITIES, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

BRIGHTON JONES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/28/1994

Series 63

Date: 10/28/1994

Series 7

Date: 10/5/1994

Series 10

Date: 3/6/2001

Series 9

Date: 3/6/2001

Current Firm

BRIGHTON JONES LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BRIGHTON JONES LLC

TRUST BUT VERIFY

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