Betty F. Hunt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Betty Frances Hunt was a registered financial professional .
Betty is a previously registered financial professional and started their career in finance in 1973. Betty had worked at 6 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 1987 - December 31, 1990
TRANSAMERICA SECURITIES SALES CORPORATION
February 27, 1984 - December 31, 1989
TRANSAMERICA FINANCIAL ADVISORS, INC.
June 21, 1983 - March 6, 1985
CONSECO FINANCIAL SERVICES, INC.
May 1, 1973 - September 9, 1982
AMERICAN EXPRESS FINANCIAL CORPORATION
May 1, 1973 - November 20, 1983
AMERIPRISE FINANCIAL SERVICES, LLC
May 1, 1973 - November 20, 1983
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/23/1973
Registered Representative ExaminationCurrent Firm
TRANSAMERICA SECURITIES SALES CORPORATION
CRD#: 17970 / SEC#: , 8-35847
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRANSAMERICA INTERNATIONAL HOLDINGS, INC. | OWNER | |
| CHUANG, GEORGE CHUWANG | DIRECTOR | 3162477 |
| CHUANG, GEORGE CHUWANG | TREASURER | 3162477 |
| CHUANG, GEORGE CHUWANG | VICE PRESIDENT AND FINANCIAL PRINCIPAL | 3162477 |
| CHUANG, GEORGE CHUWANG | PRESIDENT | 3162477 |
| CHUANG, GEORGE CHUWANG | CHIEF FINANCIAL OFFICER | 3162477 |
| GOK, LISA ANNE | DIRECTOR | 5059738 |
| RIDER, KERRY KEARNS | CHIEF COMPLIANCE OFFICER, SECRETARY | 2166195 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
