Jin H. Li
Professional summary
Jin Huan Li is a registered financial professional currently at FARMERS FINANCIAL SOLUTIONS, LLC located in Sacramento, California.
Jin is registered as a RR (Registered Representative) and started their career in finance in 1994. Jin has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jin Huan Li's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 8, 2017 - Present
FARMERS FINANCIAL SOLUTIONS, LLC
Office #1: 1740 Frtrdge Rd #102, Sacramento, CA 95822May 7, 2012 - March 10, 2017
B.B. GRAHAM & COMPANY, INC.
May 7, 2012 - March 10, 2017
B.B. GRAHAM & COMPANY, INC.
May 13, 2008 - September 17, 2012
MANDARIN PACIFIC ASSET MANAGEMENT, LLC
August 21, 2002 - February 25, 2005
1ST DISCOUNT BROKERAGE, INC.
March 29, 2001 - August 21, 2002
ACUMENT SECURITIES, INC.
March 5, 2001 - March 8, 2012
WHITE PACIFIC SECURITIES, INC.
June 1, 1999 - February 12, 2001
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 30, 1995 - December 2, 1998
INTERFIRST CAPITAL CORPORATION
October 19, 1994 - February 7, 1995
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/8/2017)
Exams
FINRA
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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Company Information
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863Sacramento, CA 95822TRUST BUT VERIFY
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