SL
Serena M. Low
VALMARK ADVISERS
Gloucester, MA 01930
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CRD#: 2532331
SL
Professional summary
Serena Ma Low, who also goes by Serena M Belong, is a registered financial advisor currently at VALMARK ADVISERS, INC. located in Gloucester, Massachusetts and BEAUPORT FINANCIAL SERVICES, LLC located in Gloucester, Massachusetts.
Serena is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Serena has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Serena M Belong
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 50% shareowner of my husband's non-public S corp. JPL Landscape Solutions Inc., 6 Cedar Lane Gloucester, MA 01930, established in 2013. I do not receive comp and it is a non-investment related company-landscape maintenance and construction. I spend 1 hour a month at home on the weekend on quickbooks data entry. There is a paid bookkeeper and accountant that handle payroll, tax filing, annual reports, etc.// 2) Gloucester Rotary; Rotary Club member; lunch meetings and service projects; not investment related; 1-5 hours/month; no compensation// 3) GLOUCESTER EDUCAITONAL FOUNDATION; 185 MAIN ST. GLOUCESTER, MA; BOARD MEMBER- PRESIDENT IN 2020; NOT INVESTMENT RELATED; NO COMPENSATION; 1-5 HRS/MONTH// 4) Beauport Financial Services, LLC; Gloucester, MA; start 01/2019; Financial Services; Owner; Advisor/Client Relationship Manager; investment related; 2% ownership; 40+ hours/ month; K1// 5) JPL Landscape Solutions Inc, Bookkeeper, data entry into quickbooks, 1-5 hours per month, receives compensation// 6)Women's Associated Charities, Member/Treasurer, Meet 2 times annually and provide statements provided by the custodian, not investment related, started 5/2016, receives no compensation//
CRS (Client Relationship Summary) - RIA
Click below to view Serena Ma Low's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 2, 2018 - Present
VALMARK ADVISERS, INC.
Office #1: 3 Heritage Way Suite 2, Gloucester, MA 01930RIA
CRD#: 108050
Gloucester, MA
Current
March 13, 2019 - Present
BEAUPORT FINANCIAL SERVICES, LLC
Office #1: 3 Heritage Way Suite 2, Gloucester, MA 01930RIA
CRD#: 129996
Gloucester, MA
Current
October 24, 2003 - Present
VALMARK SECURITIES, INC.
Office #1: 3 Heritage Way Suite 2, Gloucester, MA 01930BD
CRD#: 31243
Gloucester, MA
Past
April 21, 1998 - October 24, 2003
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
February 10, 1996 - September 24, 1996
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
WALTHAM, MA
Past
October 4, 1994 - October 31, 1995
OSAIC FS, INC.
BD
CRD#: 3870
FORT WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(11/1/2024)
RR
Massachusetts(10/24/2003)
IAR
Massachusetts(11/2/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
130 Springside Drive Suite 300, Akron, OH 44333
Mailing Address
Phone number
(800) 765-5201
Established
Firm type
Fiscal year end
# of Employees
275
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,096 |
| AUM (Assets Under Management) | $ 8,379,181,235 |
Red Flags
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Company Information
VALMARK ADVISERS, INC.
CRD#: 108050Gloucester, MA 01930TRUST BUT VERIFY
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Contact information
xxxxx@xxxx.xxx
