Stephen L. Hunsaker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Lashbrook Hunsaker was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1970. Stephen had worked at 7 firms and has passed the Series 63, Series 55, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 1995 - January 2, 2009
ALPINE SECURITIES CORPORATION
August 25, 1993 - July 19, 1995
PAULSON INVESTMENT COMPANY LLC
February 5, 1988 - August 19, 1993
COVEY & CO., INC.
January 17, 1984 - September 28, 1988
MERLIN EQUITIES INC.
September 25, 1974 - September 28, 1983
OLSEN & COMPANY
September 9, 1971 - October 13, 1974
GREGERSON BOYNTON & CO INC
November 1, 1970 - September 20, 1971
FIRST FIDELITY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/16/2000
Limited Representative-Equity Trader ExamSeries 1
Date: 11/1/1968
Registered Representative ExaminationSeries 00
Date: 9/21/1973
General Securities Principal ExaminationCurrent Firm
ALPINE SECURITIES CORPORATION
CRD#: 14952 / SEC#: , 8-31464
Contact information
FINRA licenses (49 States and Territories)
Disclosures
| Regulatory Event | 45 |
| Civil Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
