Gregory L. Grimes

SEM WEALTH MANAGEMENT

Columbia, MO

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CRD#: 2532212

Professional summary

Gregory Lynn Grimes is a registered financial advisor currently at SEM WEALTH MANAGEMENT located in Columbia, Missouri.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Gregory has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HIGHLAND CAPITAL Position: Agent Nature: Insurance Sales Investment Related: Yes Hours: 10 Securities Trading Hours: 10 Start Date: 5/1/2019 Address: 4816 KENORA DR, Columbia MO 65201 BUSINESS NETWORKING INTERNATIONAL POSITION: member NATURE: Referral network, BNI INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 6 START DATE: 05/07/2020 ADDRESS: 11525 N Community House Rd #475, Charlotte NC 28277 DESCRIPTION: Local referral network made up of local businesses sharing sales ideas and referrals

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Lynn Grimes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 10, 2024 - Present

SEM WEALTH MANAGEMENT

RIA

CRD#: 112142

Columbia, MO

Past

November 8, 2024 - December 6, 2024

OSAIC ADVISORY SERVICES, LLC

RIA

CRD#: 171070

ATLANTA, GA

Past

June 14, 2024 - December 6, 2024

OSAIC WEALTH, INC.

RIA

CRD#: 23131

COLUMBIA, MO

Past

June 14, 2024 - December 6, 2024

OSAIC WEALTH, INC.

CRD#: 23131

COLUMBIA, MO

Past

May 10, 2019 - June 14, 2024

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

COLUMBIA, MO

Past

May 10, 2019 - November 8, 2024

ARBOR POINT ADVISORS

RIA

CRD#: 165127

COLUMBIA, MO

Past

April 29, 2019 - April 30, 2019

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

COLUMBIA, MO

Past

April 29, 2019 - April 30, 2019

ARBOR POINT ADVISORS

RIA

CRD#: 165127

COLUMBIA, MO

Past

April 29, 2019 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

COLUMBIA, MO

Past

September 11, 2009 - April 30, 2019

CENTAURUS FINANCIAL, INC.

RIA

CRD#: 30833

COLUMBIA, MO

Past

August 28, 2009 - April 30, 2019

CENTAURUS FINANCIAL, INC.

CRD#: 30833

COLUMBIA, MO

Past

July 12, 2006 - September 10, 2009

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

COLUMBIA, MO

Past

January 6, 2004 - September 10, 2009

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

COLUMBIA, MO

Past

October 1, 2001 - December 31, 2003

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

April 11, 1997 - October 3, 2001

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

CINCINNATI, OH

Past

August 31, 1994 - April 22, 1997

AMERICAN GENERAL EQUITY SERVICES CORPORATION

CRD#: 5435

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEM WEALTH MANAGEMENT

SEM WEALTH MANAGEMENT | STRATEGIC EQUITY MANAGEMENT, INC.

CRD#: 112142 / SEC#: 801-55690

RIA

Registered Investment Advisory firm - (7/2/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(12/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/8/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/16/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/21/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/30/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SEM WEALTH MANAGEMENT

SEM WEALTH MANAGEMENT | STRATEGIC EQUITY MANAGEMENT, INC.

CRD#: 112142 / SEC#: 801-55690

RIA

Registered Investment Advisory firm - (7/2/1998 Approved)

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Contact information

Main Address

7367 E. Tanque Verde Rd, Tucson, AZ 85715-3475

Mailing Address

Phone number

(520) 749-4580

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 20250331 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	4,108
AUM (Assets Under Management)	$ 920,498,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Gregory L. Grimes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Lynn Grimes's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC ADVISORY SERVICES, LLC

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

SECURITIES AMERICA ADVISORS, INC.

ARBOR POINT ADVISORS

SECURITIES AMERICA ADVISORS, INC.

ARBOR POINT ADVISORS

SECURITIES AMERICA, INC.

CENTAURUS FINANCIAL, INC.

CENTAURUS FINANCIAL, INC.

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

CAPITAL BROKERAGE CORPORATION

THE O.N. EQUITY SALES COMPANY

AMERICAN GENERAL EQUITY SERVICES CORPORATION

Primary Firm SEC Registration

SEM WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 6/8/2006

Series 63

Date: 9/16/1994

SIE

Date: 10/1/2018

Series 7

Date: 1/21/2003

Series 6

Date: 8/30/1994

Current Firm

SEM WEALTH MANAGEMENT

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SEM WEALTH MANAGEMENT

TRUST BUT VERIFY

Contact information

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