Curtis L. Dunn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Curtis Leon Dunn was a registered financial professional .
Curtis is a previously registered financial professional and started their career in finance in 1994. Curtis had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2000 - May 1, 2000
TARPON SCURRY INVESTMENTS, INC.
December 3, 1999 - January 20, 2000
PLATINUM EQUITIES, INC.
July 25, 1999 - October 8, 1999
MONTROSE CAPITAL MANAGEMENT LTD.
December 10, 1998 - June 23, 1999
SOLID ISG CAPITAL MARKETS, LLC
June 2, 1998 - December 1, 1998
MAY, DAVIS GROUP INC.
May 12, 1997 - May 1, 1998
ROAN CAPITAL PARTNERS L.P.
September 24, 1996 - May 19, 1997
MEYERS POLLOCK ROBBINS, INC.
October 4, 1994 - September 11, 1996
A.S. GOLDMEN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TARPON SCURRY INVESTMENTS, INC.
CRD#: 34635 / SEC#: , 8-46306
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
