James N. Melton

BROWN, GIBBONS, LANG & COMPANY SECURITIES

New York, NY 10017

Some features on this profile are disabled

CRD#: 2532039

Professional summary

James Nicholas Melton, who also goes by Nick Melton, is a registered financial professional currently at BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC located in New York, New York.

James is registered as a RR (Registered Representative) and started their career in finance in 1994. James has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Nick Melton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Nicholas Melton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 7, 2023 - Present

BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC

Office #1: 489 Fifth Avenue 23rd Floor, New York, NY 10017

CRD#: 29540

New York, NY

Past

March 22, 2021 - December 31, 2022

RUBICON CAPITAL ADVISORS

CRD#: 283566

NEW YORK, NY

Past

July 12, 2018 - January 7, 2021

GREENHILL & CO., LLC

CRD#: 40290

NEW YORK, NY

Past

November 15, 2010 - June 26, 2018

ROTHSCHILD & CO US INC.

CRD#: 2910

NEW YORK, NY

Past

April 16, 2001 - June 4, 2010

LAZARD FRERES & CO. LLC

CRD#: 2528

NEW YORK, NY

Past

July 11, 1997 - March 27, 2000

LAZARD FRERES & CO. LLC

CRD#: 2528

NEW YORK, NY

Past

February 7, 1997 - May 9, 1997

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

October 4, 1994 - May 2, 1995

JPMSI

CRD#: 15733

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(8/7/2023)

Exams

State Security Law Exam

Series 63

Date: 11/9/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 3/28/2024

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/3/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/5/2018

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC

B. G. SECURITIES, INC. | BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC | BROWN, GIBBONS, LANG & COMPANY SECURITIES, INC. | BROWN, GIBBONS & COMPANY SECURITIES, INC.

CRD#: 29540 / SEC#: , 8-44816

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1375 E. 9th Street Suite 2500, Cleveland, OH 44114

Mailing Address

1375 E. 9th Street Suite 2500, Cleveland, OH 44114

Phone number

(216) 241-2800

Established

Delaware since 01/01/2022

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (14 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
BGL HOLDCO LLC	OWNER
PETRYK, ANDREW KELLEY	CEO & CCO	1548442
RIORDAN, TIFFANY	FINOP/PFO/POO	6313437

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

James N. Melton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Nicholas Melton's CRS (Customer Relationship Summary).

Certified licenses

Experience

RUBICON CAPITAL ADVISORS

GREENHILL & CO., LLC

ROTHSCHILD & CO US INC.

LAZARD FRERES & CO. LLC

LAZARD FRERES & CO. LLC

LEHMAN BROTHERS INC.

JPMSI

State Registrations and Notice Filings

Exams

Series 63

Date: 11/9/1994

Series 79TO

Date: 3/28/2024

SIE

Date: 10/1/2018

Series 7

Date: 10/3/1994

Series 24

Date: 1/5/2018

FINRA

Current Firm

BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC

Contact information

FINRA licenses (14 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC

TRUST BUT VERIFY

Similar Advisors