Octavio J. Calvo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Octavio Jose Calvo, who also goes by Octavio Calvo, was a registered financial professional .
Octavio is a previously registered financial professional and started their career in finance in 1994. Octavio had worked at 8 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2021 - August 9, 2021
STONEX INTERNATIONAL SECURITIES INC.
March 31, 2008 - November 9, 2011
BNP PARIBAS SECURITIES CORP.
May 21, 2007 - January 25, 2008
BNP PARIBAS SECURITIES CORP.
November 22, 2006 - May 23, 2007
CREDIT AGRICOLE SECURITIES (USA) INC.
November 1, 2004 - September 30, 2005
WELLS FARGO SECURITIES, LLC
January 1, 2004 - November 4, 2004
JEFFERIES BACHE SECURITIES, LLC
March 26, 2003 - January 1, 2004
PRUDENTIAL EQUITY GROUP, LLC
December 12, 2000 - April 16, 2002
DEUTSCHE BANK SECURITIES INC.
September 6, 1994 - November 27, 2000
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/26/2021
General Securities Representative ExaminationCurrent Firm
STONEX INTERNATIONAL SECURITIES INC.
CRD#: 146667 / SEC#: , 8-67840
Contact information
FINRA licenses (19 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | OWNER | |
| CARTER, JAY WILSON | DIRECTOR | 2412541 |
| DICIOLLO, ANTHONY JOSEPH | DIRECTOR | 4976402 |
| NEALON, TIFFANY | CHIEF COMPLIANCE OFFICER: AML COMPLIANCE OFFICER; EXECUTIVE REPRESENTATIVE: PRINCIPAL OPERATING OFFICER | 4858359 |
| PORZIO, JOSEPH JOHN | CFO/PFO/FINOP | 1319702 |
| SHAFFER, ROGER L | DIRECTOR | 1921270 |
| VIDAURRI, EVERARDO | DIRECTOR, CEO, ROSFP, EXECUTIVE REP | 2340353 |
Red Flags
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