Robert D. Krieg

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CRD#: 2531958

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Daniel Krieg, who also goes by Dan Krieg, Daniel Krieg, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1994. Robert had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Dan Krieg | Daniel Krieg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 18, 2012 - December 31, 2021

WEALTH MANAGEMENT SERVICES INC.

RIA

CRD#: 164379

Sarasota, FL

Past

March 10, 2008 - July 24, 2012

BROKERSXPRESS LLC

RIA

CRD#: 127081

BRADENTON, FL

Past

March 7, 2008 - March 7, 2008

BROKERSXPRESS LLC

RIA

CRD#: 127081

BRADENTON, FL

Past

March 7, 2008 - July 24, 2012

BROKERSXPRESS LLC

CRD#: 127081

BRADENTON, FL

Past

February 22, 2007 - March 7, 2008

ONEAMERICA SECURITIES, INC.

RIA

CRD#: 4173

SARASOTA, FL

Past

February 21, 2007 - March 7, 2008

ONEAMERICA SECURITIES, INC.

CRD#: 4173

SARASOTA, FL

Past

April 2, 2003 - February 26, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

SARASOTA, FL

Past

March 25, 2003 - February 26, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

SARASOTA, FL

Past

December 3, 1999 - March 28, 2003

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

SARASOTA, FL

Past

December 3, 1999 - March 28, 2003

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Past

September 26, 1994 - December 9, 1999

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

September 26, 1994 - December 9, 1999

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/9/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/27/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/31/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/23/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WEALTH MANAGEMENT SERVICES INC.

CRD#: 164379 / SEC#:

Florida

Registered Investment Advisory firm - (6/18/2012 Approved)

Puerto Rico

Registered Investment Advisory firm - (12/27/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Sarasota, FL

Mailing Address

Phone number

(941) 355-7960

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	9
AUM (Assets Under Management)	$ 2,800,679

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert D. Krieg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BROKERSXPRESS LLC

BROKERSXPRESS LLC

BROKERSXPRESS LLC

ONEAMERICA SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/9/2000

Series 63

Date: 9/27/1999

Series 7

Date: 8/31/1999

Series 6

Date: 9/23/1994

Current Firm

WEALTH MANAGEMENT SERVICES INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEALTH MANAGEMENT SERVICES INC.

TRUST BUT VERIFY

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