Gunter H. Seeger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gunter Horst Seeger, who also goes by Gunter Hosrt Seeger, Gunter Seeger, was a registered financial professional .
Gunter is a previously registered financial professional and started their career in finance in 1994. Gunter had worked at 5 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2010 - December 22, 2025
PINEBRIDGE SECURITIES LLC
April 2, 2009 - November 19, 2009
NORFOLK MARKETS, LLC
July 24, 2006 - December 31, 2008
DEUTSCHE BANK SECURITIES INC.
June 11, 2001 - June 23, 2006
NOMURA SECURITIES INTERNATIONAL, INC.
October 25, 1994 - June 1, 2001
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Exams
Current Firm
PINEBRIDGE SECURITIES LLC
CRD#: 5967 / SEC#: , 8-16586
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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