John R. Varughese
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Ravik Varughese, who also goes by John Varughese, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1994. John had worked at 9 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2018 - March 14, 2022
GT SECURITIES, INC.
November 3, 2008 - May 28, 2014
PERELLA WEINBERG PARTNERS LP
September 22, 2008 - November 5, 2008
BARCLAYS CAPITAL INC.
January 25, 2006 - September 22, 2008
LEHMAN BROTHERS INC.
April 4, 2000 - June 10, 2005
THOMAS WEISEL PARTNERS LLC
June 14, 1999 - October 1, 1999
DEUTSCHE BANK SECURITIES INC.
September 1, 1997 - June 14, 1999
DB ALEX. BROWN LLC
October 7, 1996 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
September 6, 1994 - April 25, 1996
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GT SECURITIES, INC.
CRD#: 116012 / SEC#: , 8-53527
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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