Patrick S. Jolliffe

WAVE8 WEALTH MANAGEMENT LLC

Dallas, TX

Some features on this profile are disabled

CRD#: 2531902

Professional summary

Patrick Stephenson Jolliffe, AIF®, ChFC®, who also goes by Pat Jolliffe, is a registered financial advisor currently at WAVE8 WEALTH MANAGEMENT LLC located in Dallas, Texas.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Patrick has worked at 11 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Pat Jolliffe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Independent Insurance Sales (OBA): Not investment related. 5192 County Road 36, Harrisburg, NE 69345, Insurance sales, whole/universal life and term life. Start: 1994. No relationship. 9 hours a month, some during trading hours. 2) Innovative Financial Partners LLC - Solicitor.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Stephenson Jolliffe's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CRD#: 127474

SCOTTSBLUFF, NE

Past

January 25, 2007 - June 30, 2018

JOLLIFFE CAPITAL, INC.

RIA

CRD#: 140725

DALLAS, TX

Past

May 25, 2006 - January 1, 2007

JOLLIFFE CAPITAL, INC.

RIA

CRD#: 140725

SCOTTSBLUFF, NE

Past

April 30, 2004 - April 30, 2008

AFS BROKERAGE, INC.

CRD#: 25924

SCOTTSBLUFF, NE

Past

May 25, 2000 - April 30, 2004

TRIAD ADVISORS LLC

CRD#: 25803

ATLANTA, GA

Past

April 3, 2000 - May 12, 2006

FALCO FINANCIAL SERVICES, INC.

RIA

CRD#: 112538

SCOTTSBLUFF, NE

Past

February 9, 1998 - May 31, 2000

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

September 12, 1994 - February 16, 1998

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(10/8/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/24/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/22/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/16/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/9/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/24/2000

General Securities Principal Examination

Current Firm

WAVE8 WEALTH MANAGEMENT LLC

CRD#: 329648 / SEC#:

Colorado

Registered Investment Advisory firm - (10/8/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Denver, CO

Mailing Address

Phone number

(308) 631-4513

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	63
AUM (Assets Under Management)	$ 21,147,377

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Patrick S. Jolliffe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Stephenson Jolliffe's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUNBELT SECURITIES, INC.

FAMILYWEALTH ASSET MANAGEMENT

FAMILYWEALTH

FAMILYWEALTH

EVOLVE SECURITIES, INC.

JOLLIFFE CAPITAL, INC.

JOLLIFFE CAPITAL, INC.

AFS BROKERAGE, INC.

TRIAD ADVISORS LLC

FALCO FINANCIAL SERVICES, INC.

OSAIC WEALTH, INC.

NEW ENGLAND SECURITIES

State Registrations and Notice Filings

Exams

Series 65

Date: 7/24/1998

Series 63

Date: 4/22/1998

Series 7

Date: 3/16/2000

Series 6

Date: 9/9/1994

Series 24

Date: 4/24/2000

Current Firm

WAVE8 WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WAVE8 WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors