Patrick Stephenson Jolliffe
AIF®, ChFC®Professional Summary
Patrick Stephenson Jolliffe, AIF®, ChFC®, who also goes by Pat Jolliffe, is a registered financial advisor currently at MARTINO CAPITAL, LLC located in Carrollton, Texas. Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Patrick has worked at 11 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Pat Jolliffe
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
32 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
MARTINO CAPITAL, LLC | WAVE8 WEALTH MANAGEMENT LLC
Contact Information
Main Address
Denver, COPhone Number
(308) 631-4513# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
196AUM (Assets Under Management)
$57,096,860Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(10/8/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Sep 1994About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Patrick Stephenson Jolliffe's CRS (Customer Relationship Summary).
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