Christopher J. Crespi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher John Crespi, who also goes by Chris Crespi, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1994. Christopher had worked at 8 firms and has passed the Series 63, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2011 - October 23, 2012
WEDGE SECURITIES, LLC
July 16, 2010 - October 12, 2010
AURIGA USA, LLC
February 4, 2010 - July 14, 2010
TP ICAP GLOBAL MARKETS AMERICAS LLC
August 19, 1999 - August 23, 2003
BANC OF AMERICA SECURITIES LLC
June 7, 1999 - August 18, 1999
DEUTSCHE BANK SECURITIES INC.
September 1, 1997 - June 7, 1999
DB ALEX. BROWN LLC
July 7, 1997 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
September 13, 1994 - April 29, 1997
MONTGOMERY SECURITIES
State Registrations and Notice Filings
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Exams
Current Firm
WEDGE SECURITIES, LLC
CRD#: 126776 / SEC#: , 8-65911
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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