Mark J. Mcallister
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark James Mcallister was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1994. Mark had worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2011 - December 31, 2022
FRANKLIN DISTRIBUTORS, LLC
March 16, 2006 - June 29, 2007
CLEARBRIDGE INVESTMENTS, LLC
December 1, 2005 - June 29, 2007
FRANKLIN DISTRIBUTORS, LLC
August 25, 2000 - December 1, 2005
CITIGROUP GLOBAL MARKETS INC.
July 31, 1998 - April 8, 1999
JLW REAL ESTATE SECURITIES, INC.
November 28, 1994 - March 27, 1998
COHEN & STEERS SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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