David M. Konits
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Matthew Konits was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2001. David had worked at 15 firms and has passed the Series 66, SIE, Series 3, Series 7, Series 27, Series 28, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 3, 2014 - May 4, 2015
HEDGE HARBOR INC.
December 13, 2013 - September 18, 2014
AMERICAN ELM DISTRIBUTION PARTNERS, LLC
October 7, 2011 - August 9, 2013
JUMPSTART SECURITIES, LLC
October 30, 2009 - March 31, 2010
CAPITAL & CREDIT INTERNATIONAL, INC.
February 11, 2009 - June 8, 2015
HEDGECO SECURITIES, LLC
October 9, 2008 - January 16, 2009
R & G SECURITIES, LLC
September 19, 2008 - February 4, 2009
VIRTUS SECURITIES, LLC
January 25, 2007 - August 26, 2008
HEDGECO SECURITIES, LLC
January 16, 2007 - March 18, 2010
AVENTURA SECURITIES, LLC
November 30, 2006 - March 26, 2010
AVENTURA CAPITAL MANAGEMENT, LLC
June 13, 2005 - July 20, 2006
NPA ASSET MANAGEMENT, LLC
June 8, 2005 - July 20, 2006
NATIONWIDE PLANNING ASSOCIATES INC.
January 4, 2005 - December 31, 2005
SUMA CAPITAL INVESTMENT ADVISORS
July 31, 2002 - May 16, 2005
SUMA SECURITIES, LLC
October 12, 2001 - May 6, 2002
IDS LIFE INSURANCE COMPANY
October 12, 2001 - May 6, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 5/11/2005
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
HEDGE HARBOR INC.
CRD#: 44324 / SEC#: , 8-50629
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ASSET ALLIANCE HOLDING CORP. | SHAREHOLDER | |
| LIPNICK, BRUCE HOWARD | CHAIRMAN, CEO, CCO, DIRECTOR, GSP | 1095377 |
Red Flags
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