Terry M. Nickels
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terry M Nickels was a registered financial professional .
Terry is a previously registered financial professional and started their career in finance in 2001. Terry had worked at 4 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 2006 - March 25, 2013
WEDGE SECURITIES, LLC
March 27, 2003 - September 22, 2006
MOUNTAINVIEW SECURITIES, LLC
January 9, 2003 - March 12, 2003
ISAAK BOND INVESTMENTS, INC.
June 28, 2001 - March 25, 2002
SCHNEIDER SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
WEDGE SECURITIES, LLC
CRD#: 126776 / SEC#: , 8-65911
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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