Kenneth B. Lambert

PEAVINE CAPITAL

Reno, NV

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CRD#: 2531553

Professional summary

Kenneth Bruce Lambert is a registered financial advisor currently at PEAVINE CAPITAL, LLC located in Reno, Nevada.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Kenneth has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Mr. Lambert is a non-executive director on the Board of Directors at Crucial Life Sciences Data Solutions, Inc, a clinical trial data IT company. Mr. Lambert is not an employee of the company. He attends board meetings, and provides general business and strategy advice. He devotes approximately 1 hour a month to this position.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Bruce Lambert's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 28, 2012 - Present

PEAVINE CAPITAL, LLC

RIA

CRD#: 159922

Reno, NV

Past

October 11, 1994 - October 9, 1995

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PEAVINE CAPITAL, LLC

PEAVINE CAPITAL MANAGEMENT, LLC | PEAVINE CAPITAL, LLC

CRD#: 159922 / SEC#: 801-77563

RIA

Registered Investment Advisory firm - (1/25/2013 Approved)

California

Registered Investment Advisory firm - (2/27/2013 Terminated)

Nevada

Registered Investment Advisory firm - (2/28/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(2/28/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/24/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/24/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/10/1994

General Securities Representative Examination

Current Firm

PEAVINE CAPITAL, LLC

PEAVINE CAPITAL MANAGEMENT, LLC | PEAVINE CAPITAL, LLC

CRD#: 159922 / SEC#: 801-77563

RIA

Registered Investment Advisory firm - (1/25/2013 Approved)

California

Registered Investment Advisory firm - (2/27/2013 Terminated)

Nevada

Registered Investment Advisory firm - (2/28/2013 Terminated)

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Contact information

Main Address

Reno, NV

Mailing Address

4790 Caughlin Parkway #780, Reno, NV 89519

Phone number

(775) 337-3900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A FIRM BROCHURE (1/21/2025)

Regulatory assets under management

Total Number of Accounts	19
AUM (Assets Under Management)	$ 424,400,806

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kenneth B. Lambert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Bruce Lambert's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEAVINE CAPITAL, LLC

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

PEAVINE CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/24/1994

Series 63

Date: 10/24/1994

Series 7

Date: 10/10/1994

Current Firm

PEAVINE CAPITAL, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PEAVINE CAPITAL, LLC

TRUST BUT VERIFY

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