Jason L. Dudley

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CRD#: 2531452

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jason Loy Dudley was a registered financial professional .

Jason is a previously registered financial professional and started their career in finance in 1995. Jason had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 6, 2018 - April 23, 2019

HAMILTON INVESTMENT COUNSEL, LLC

RIA

CRD#: 284564

DACULA, GA

Past

September 6, 2016 - June 7, 2017

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

Atlanta, GA

Past

September 6, 2016 - June 7, 2017

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

Atlanta, GA

Past

October 14, 2014 - September 6, 2016

DEUTSCHE BANK SECURITIES INC.

RIA

CRD#: 2525

ATLANTA, GA

Past

October 14, 2014 - September 6, 2016

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

ATLANTA, GA

Past

December 7, 2009 - October 17, 2014

MORGAN STANLEY

RIA

CRD#: 149777

ATLANTA, GA

Past

December 2, 2009 - October 17, 2014

MORGAN STANLEY

CRD#: 149777

ATLANTA, GA

Past

April 7, 2004 - December 3, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CUMMING, GA

Past

October 25, 1999 - December 3, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CUMMING, GA

Past

January 10, 1997 - November 1, 1999

J.C. BRADFORD & CO.

CRD#: 1287

NEW YORK, NY

Past

March 17, 1995 - January 23, 1997

THE ROBINSON-HUMPHREY COMPANY, LLC

CRD#: 723

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/9/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/24/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/7/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 12/16/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/16/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 5/20/2002

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 5/17/2002

General Securities Sales Supervisor - Options Module Examination

Current Firm

HAMILTON INVESTMENT COUNSEL, LLC

HAMILTON INVESTMENT ADVISORS, LLC | HAMILTON INVESTMENT COUNSEL, LLC

CRD#: 284564 / SEC#: 801-112600

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Contact information

Main Address

2098 Teron Trace Suite 800, Dacula, GA 30019

Mailing Address

Phone number

(770) 513-1370

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Part 2 Brochures

HAMILTON DISCLOSURE BROCHURE (3/31/2022)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason L. Dudley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

MORGAN STANLEY

MORGAN STANLEY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

J.C. BRADFORD & CO.

THE ROBINSON-HUMPHREY COMPANY, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/9/2000

Series 63

Date: 4/24/1995

SIE

Date: 6/7/2017

Series 31

Date: 12/16/2002

Series 7

Date: 3/16/1995

Series 10

Date: 5/20/2002

Series 9

Date: 5/17/2002

Current Firm

HAMILTON INVESTMENT COUNSEL, LLC

Contact information

Documents

Part 2 Brochures

Red Flags

Company Information

HAMILTON INVESTMENT COUNSEL, LLC

TRUST BUT VERIFY

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