Marlon F. Delgado
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marlon Francisco Delgado, who also goes by Frank Delgado, was a registered financial professional .
Marlon is a previously registered financial professional and started their career in finance in 1995. Marlon had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 1999 - January 2, 2001
GLOBAL CAPITAL SECURITIES CORPORATION
October 8, 1998 - March 22, 1999
CAMBRIDGE CAPITAL, LLC
August 10, 1998 - October 15, 1998
PACIFIC CONTINENTAL SECURITIES CORPORATION
May 8, 1998 - June 17, 1998
W.J. NOLAN & COMPANY, INC.
January 20, 1997 - January 20, 1998
MORGAN, TAYLOR & ASSOCIATES, INC.
December 13, 1996 - January 27, 1997
RENAISSANCE FINANCIAL SECURITIES CORP.
March 12, 1996 - October 17, 1996
MORGAN, TAYLOR & ASSOCIATES, INC.
November 15, 1995 - February 12, 1996
PRESTON LANGLEY ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GLOBAL CAPITAL SECURITIES CORPORATION
CRD#: 16184 / SEC#: , 8-33481
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 31 |
Red Flags
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