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LA

Leo Gregory Abel

CFP®

ABEL HALL

BATON ROUGE, LA

·CRD# 2530923·32 years experience

Professional Summary

Leo Gregory Abel, CFP® is a registered financial advisor currently at ABEL HALL, LLC located in Baton Rouge, Louisiana and LEVEL FOUR FINANCIAL, LLC located in Baton Rouge, Louisiana. Leo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Leo has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Services Offered

Comprehensive Financial Planning
Investment Planning
Retirement Planning
Estate Planning

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

Email

xxxxx@xxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®

Certified Financial PlannerSince 1999

Years of Experience

32 years in the financial services industry

Current & Past Employments

ABEL HALL, LLC·CRD# 302076

RIA

9270 Siegen Lane Suite 202, Baton Rouge, LA 70810

June 8, 2019 - Present

LEVEL FOUR FINANCIAL, LLC·CRD# 25700

BD

9270 Siegen Lane Suite 202, Baton Rouge, LA 70810

July 16, 2020 - Present

MUTUAL SECURITIES, INC.·CRD# 13092

BD

Baton Rouge, LA

June 7, 2019 - July 20, 2020

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC·CRD# 149018

RIA

Baton Rouge, LA

January 2, 2009 - June 10, 2019

RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694

RIA

Baton Rouge, LA

May 17, 2006 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694

BD

Baton Rouge, LA

February 13, 2002 - June 10, 2019

NEW ENGLAND SECURITIES·CRD# 615

BD

New York, NY

December 18, 1995 - February 19, 2002

WOODBURY FINANCIAL SERVICES, INC.·CRD# 421

BD

Oakdale, MN

September 9, 1994 - December 5, 1995

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Current Firm

AH

ABEL HALL, LLC

ABEL HALL FAMILY WEALTH PARTNERS | ABEL HALL, LLC

CRD#: 302076 / SEC#: 801-116674

RIA

Registered Investment Advisory firm - SEC (5/24/2019 Approved)

Contact Information

Main Address

9270 Siegen Lane Suite 202, Baton Rouge, LA 70810

Phone Number

(225) 408-4000

# of Employees

10

SEC notice filing (4 States and Territories)

Registered to provide investment advisory services in 4 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (2/27/2026)

Regulatory Assets Under Management

Total Number of Accounts

626

AUM (Assets Under Management)

$819,117,440

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Abel Financial Services, Inc., Start Date: 01/01/2002, 9270 Siegen Lane, Suite 202, Baton Rouge, LA 70810, Corporation, Trustee fees and insurance, President, Abel Financial will received trustee fees for my involvement with a family trust, also non-registered insurance commissions, Not Investment Related, 5 hours per month, 5 hours per month during trading hours. 2. Abel Hall, LLC., Start Date: 01/01/2019, 9270 Siegen Lane, Suite 202, Baton Rouge, LA 70810, LLC, RIA, Financial Advisor, I am an independent SEC Registered Investment Advisor managing wealth for high net worth families, Investment Related, 100 hours per month, 100 hours per month during trading hours. 3. Alex Abel, Start Date: 12/31/2016, 9270 Siegen Lane, Suite 202, Baton Rouge, LA 70810, Sole Proprietor, Administrative assistance to my Son's music career, engineering, legal fees and coordination, Consultant, My son is a musician whom I assist with business related to his art, Not Investment Related, 5 hours per month, 5 hours per month during trading hours. 4. Alvin E. Kimble 2015 Life Ins. Trust, Start Date: 04/13/2015, 9270 Siegen Lane, Suite 202, Baton Rouge, LA 70810, Trust, Trust, Trustee, Trustee of Life Insurance Trust, Not Investment Related, 1 hour per month, 1 hour per month during trading hours. 5. Alvin E. Kimble Family Trust, Start Date: 01/22/2012, 9270 Siegen Lane, Suite 202, Baton Rouge, LA 70810, Trust, Trust, Trustee, I serve as Trustee for a family trust in which I have check writing and investment authority, also, involved in private businesses the trust owns, Investment Related, 10 hours per month, 10 hours per month during trading hours. 6. Kimble Children's Irrevocable Life Insurance Trust, Start Date: 10/20/2016, 9270 Siegen Lane, Suite 202, Baton Rouge, LA 70810, Trust, Trust, Trustee, Life insurance-Trust-Trustee, Not Investment Related, 1 hour per month, 1 hour per month during trading hours. 7. Non-variable Insurance, Start Date: 08/01/1993, 9270 Siegen Lane, Suite 202, Baton Rouge, LA 70810, Other, Insurance, Agent, Our office writes non-registered insurance policies, Not Investment Related, 5 hours per month, 5 hours per month during trading hours. 8. Whiteville Rice, Inc., Start Date: 11/30/2011, 9270 Siegen Lane, Suite 203, Baton Rouge, LA 70810, Corporation, Family Business, Secretary, I am the Secretary of the corporation that owns the family farm, Not Investment Related, 1 hours per month, 1 hours per month during trading hours. 9. Cellular 7 Inc., Not investment related, consultant, 9270 Siegen Lane, Suite 203, Baton Rouge, LA 70810, Treasurer, 4-5 hours per month, same during trading, start date Oct 20 10. Louisiana Cellular Inc, Not investment related, consultant, 9270 Siegen Lane, Suite 203, Baton Rouge, LA 70810, Treasurer, 4-5 hours per month, same during trading. Start Date Oct 20

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AH

ABEL HALL, LLC

ABEL HALL FAMILY WEALTH PARTNERS | ABEL HALL, LLC

CRD#: 302076 / SEC#: 801-116674

RIA

Registered Investment Advisory firm - SEC (5/24/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Arkansas
(7/16/2020)

RR

Florida
(7/16/2020)

RR

Georgia
(7/16/2020)

IAR

Louisiana
(6/8/2019)

RR

Louisiana
(7/16/2020)

RR

North Carolina
(7/16/2020)

IAR

Texas
(6/8/2019)

RR

Texas
(7/16/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1997About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 1994About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Jun 2002About the Series 24 exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Leo Gregory Abel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Services Offered by Leo

Comprehensive Financial Planning
Investment Planning
Retirement Planning
Estate Planning

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LA

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