Leo Gregory Abel
CFP®Professional Summary
Leo Gregory Abel, CFP® is a registered financial advisor currently at ABEL HALL, LLC located in Baton Rouge, Louisiana and LEVEL FOUR FINANCIAL, LLC located in Baton Rouge, Louisiana. Leo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Leo has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Comprehensive Financial Planning
- Investment Planning
- Retirement Planning
- Estate Planning
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
32 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
ABEL HALL FAMILY WEALTH PARTNERS | ABEL HALL, LLC
Contact Information
Main Address
9270 Siegen Lane Suite 202, Baton Rouge, LA 70810Phone Number
(225) 408-4000# of Employees
10SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
626AUM (Assets Under Management)
$819,117,440Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ABEL HALL FAMILY WEALTH PARTNERS | ABEL HALL, LLC
State Registrations and Notice Filings
(7/16/2020)
(7/16/2020)
(7/16/2020)
(6/8/2019)
(7/16/2020)
(7/16/2020)
(6/8/2019)
(7/16/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Sep 1994About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Leo Gregory Abel's CRS (Customer Relationship Summary).
Services Offered by Leo
- Comprehensive Financial Planning
- Investment Planning
- Retirement Planning
- Estate Planning
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