LA
Leo G. Abel
ABEL HALL
Baton Rouge, LA 70810
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CRD#: 2530923
LA
Professional summary
Leo Gregory Abel, CFP® is a registered financial advisor currently at ABEL HALL, LLC located in Baton Rouge, Louisiana and LEVEL FOUR FINANCIAL, LLC located in Baton Rouge, Louisiana.
Leo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Leo has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Investment Planning
Retirement Planning
Estate Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Abel Financial Services, Inc., Start Date: 01/01/2002, 9270 Siegen Lane, Suite 202, Baton Rouge, LA 70810, Corporation, Trustee fees and insurance, President, Abel Financial will received trustee fees for my involvement with a family trust, also non-registered insurance commissions, Not Investment Related, 5 hours per month, 5 hours per month during trading hours. 2. Abel Hall, LLC., Start Date: 01/01/2019, 9270 Siegen Lane, Suite 202, Baton Rouge, LA 70810, LLC, RIA, Financial Advisor, I am an independent SEC Registered Investment Advisor managing wealth for high net worth families, Investment Related, 100 hours per month, 100 hours per month during trading hours. 3. Alex Abel, Start Date: 12/31/2016, 9270 Siegen Lane, Suite 202, Baton Rouge, LA 70810, Sole Proprietor, Administrative assistance to my Son's music career, engineering, legal fees and coordination, Consultant, My son is a musician whom I assist with business related to his art, Not Investment Related, 5 hours per month, 5 hours per month during trading hours. 4. Alvin E. Kimble 2015 Life Ins. Trust, Start Date: 04/13/2015, 9270 Siegen Lane, Suite 202, Baton Rouge, LA 70810, Trust, Trust, Trustee, Trustee of Life Insurance Trust, Not Investment Related, 1 hour per month, 1 hour per month during trading hours. 5. Alvin E. Kimble Family Trust, Start Date: 01/22/2012, 9270 Siegen Lane, Suite 202, Baton Rouge, LA 70810, Trust, Trust, Trustee, I serve as Trustee for a family trust in which I have check writing and investment authority, also, involved in private businesses the trust owns, Investment Related, 10 hours per month, 10 hours per month during trading hours. 6. Kimble Children's Irrevocable Life Insurance Trust, Start Date: 10/20/2016, 9270 Siegen Lane, Suite 202, Baton Rouge, LA 70810, Trust, Trust, Trustee, Life insurance-Trust-Trustee, Not Investment Related, 1 hour per month, 1 hour per month during trading hours. 7. Non-variable Insurance, Start Date: 08/01/1993, 9270 Siegen Lane, Suite 202, Baton Rouge, LA 70810, Other, Insurance, Agent, Our office writes non-registered insurance policies, Not Investment Related, 5 hours per month, 5 hours per month during trading hours. 8. Whiteville Rice, Inc., Start Date: 11/30/2011, 9270 Siegen Lane, Suite 203, Baton Rouge, LA 70810, Corporation, Family Business, Secretary, I am the Secretary of the corporation that owns the family farm, Not Investment Related, 1 hours per month, 1 hours per month during trading hours. 9. Cellular 7 Inc., Not investment related, consultant, 9270 Siegen Lane, Suite 203, Baton Rouge, LA 70810, Treasurer, 4-5 hours per month, same during trading, start date Oct 20 10. Louisiana Cellular Inc, Not investment related, consultant, 9270 Siegen Lane, Suite 203, Baton Rouge, LA 70810, Treasurer, 4-5 hours per month, same during trading. Start Date Oct 20
CRS (Client Relationship Summary) - RIA
Click below to view Leo Gregory Abel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1999
Experience
Current
June 8, 2019 - Present
ABEL HALL, LLC
Office #1: 9270 Siegen Lane Suite 202, Baton Rouge, LA 70810RIA
CRD#: 302076
Baton Rouge, LA
Current
July 16, 2020 - Present
LEVEL FOUR FINANCIAL, LLC
Office #1: 9270 Siegen Lane Suite 202, Baton Rouge, LA 70810BD
CRD#: 25700
Baton Rouge, LA
Past
June 7, 2019 - July 20, 2020
MUTUAL SECURITIES, INC.
BD
CRD#: 13092
Baton Rouge, LA
Past
January 2, 2009 - June 10, 2019
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
BATON ROUGE, LA
Past
May 17, 2006 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
BATON ROUGE, LA
Past
February 13, 2002 - June 10, 2019
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
BATON ROUGE, LA
Past
December 18, 1995 - February 19, 2002
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
September 9, 1994 - December 5, 1995
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AH
ABEL HALL, LLC
ABEL HALL FAMILY WEALTH PARTNERS | ABEL HALL, LLC
CRD#: 302076 / SEC#: 801-116674
RIA
Registered Investment Advisory firm - (5/24/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(7/16/2020)
RR
Florida(7/16/2020)
RR
Georgia(7/16/2020)
IAR
Louisiana(6/8/2019)
RR
Louisiana(7/16/2020)
RR
North Carolina(7/16/2020)
IAR
Texas(6/8/2019)
RR
Texas(7/16/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AH
ABEL HALL, LLC
ABEL HALL FAMILY WEALTH PARTNERS | ABEL HALL, LLC
CRD#: 302076 / SEC#: 801-116674
RIA
Registered Investment Advisory firm - (5/24/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9270 Siegen Lane Suite 202, Baton Rouge, LA 70810
Mailing Address
Phone number
(225) 408-4000
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 571 |
| AUM (Assets Under Management) | $ 400,117,820 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ABEL HALL, LLC
CRD#: 302076Baton Rouge, LA 70810TRUST BUT VERIFY
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Contact information
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