Brian C. Beasley

ATHENA ADVISOR SERVICES

LOMBARD, IL 60148

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CRD#: 2530865

Professional summary

Brian Christopher Beasley, CPWA®, who also goes by Brian C Beasley, is a registered financial advisor currently at ATHENA ADVISOR SERVICES, LLC located in Lombard, Illinois.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Brian has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian C Beasley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) ATHENA ADVISOR SERVICES DBA ATHENA PRIVATE WEALTH. RIA. INVESTMENT RELATED. 680 LEE STREET, DES PLAINES, IL 60016. CHIEF COMPLIANCE OFFICER AND PRINCIPAL. 07/2013. 60-70% OF TIME SPENT. 2) ATHENA GLOBAL ENERGY SOLUTIONS. OPI PRIVATE C CORPORATION. PASSIVE SHAREHOLDER, NO ROLE OR INCOME FROM THIS INVESTMENT. 01/2013 3) BRITEMARK DEVELOPMENT LLC; 621 E MILL VALLEY RD, PALATINE, IL 60074; CONSULTING; PRESIDENT; JULY 2014; 5-10 HR PER MONTH, 0-5 DURING TRADING HOURS; PROVIDE MARKETING AND WEBSITE CONTENT TO CHARITABLE ORGANIZATIONS 4) Co-host of Fierce Fiduciary Podcast. Securities related, but informational only. 5) Uncompensated Administrator on online discussion groups: "Investing for Beginners" & "Investing and Financial Planning" (Facebook) and "Income and Economics" (American Contingency Group); I moderate and Share Educational Content with no individual advice in any of the groups. Securities related, but informational only.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Christopher Beasley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CPWA^®

Certified Private Wealth Advisor

Start date: 2008-05-02

Expire date: 2024-04-30

Experience

Current

January 11, 2013 - Present

ATHENA ADVISOR SERVICES, LLC

Office #1: 1 E 22nd Street Suite 405, Lombard, IL 60148

RIA

CRD#: 150960

LOMBARD, IL

Past

July 22, 2013 - March 29, 2016

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

DES PLAINES, IL

Past

January 11, 2013 - December 31, 2014

ATHENA ADVISOR SERVICES, LLC

RIA

CRD#: 150960

DES PLAINES, IL

Past

August 3, 1999 - August 20, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

BARRINGTON, IL

Past

April 30, 1999 - August 20, 2013

LPL FINANCIAL LLC

CRD#: 6413

BARRINGTON, IL

Past

October 25, 1994 - May 4, 1999

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(1/1/2017)

IAR

Florida
(9/29/2017)

IAR

Illinois
(1/11/2013)

IAR

Texas
(5/9/2016)

IAR

Wisconsin
(2/27/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/17/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/26/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/29/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 1/22/2010

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/24/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/14/1999

General Securities Principal Examination

Current Firm

ATHENA ADVISOR SERVICES, LLC

ATHENA ADVISOR SERVICES, LLC | ATHENA WEALTH MANAGEMENT, LLC | ATHENA PRIVATE WEALTH | ATHENA INVESTMENT GROUP LLC

CRD#: 150960 / SEC#: 801-77522

RIA

Registered Investment Advisory firm - (7/8/2015 Terminated)

Arizona

Registered Investment Advisory firm - (1/1/2017 Approved)

Florida

Registered Investment Advisory firm - (9/29/2017 Approved)

Illinois

Registered Investment Advisory firm - (1/11/2013 Approved)

Texas

Registered Investment Advisory firm - (5/9/2016 Conditional Restricted)

Wisconsin

Registered Investment Advisory firm - (2/24/2017 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1 E 22nd Street Suite 405, Lombard, IL 60148

Mailing Address

Phone number

(847) 299-8877

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	433
AUM (Assets Under Management)	$ 82,157,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Brian C. Beasley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Christopher Beasley's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

ATHENA ADVISOR SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 65

Date: 6/17/1999

Series 63

Date: 10/26/1994

SIE

Date: 3/29/2016

Series 31

Date: 1/22/2010

Series 7

Date: 10/24/1994

Series 24

Date: 12/14/1999

Current Firm

ATHENA ADVISOR SERVICES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ATHENA ADVISOR SERVICES, LLC

TRUST BUT VERIFY

Contact information

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