Andrew L. Nelson

BOK FINANCIAL SECURITIES

Oklahoma City, OK 73102

Some features on this profile are disabled

CRD#: 2530760

Professional summary

Andrew Louis Nelson, who also goes by Andrew Louis Nelson, Andrew Nelson, Andrew L Nelson, Andy Nelson, is a registered financial advisor currently at BOK FINANCIAL SECURITIES, INC. located in Oklahoma City, Oklahoma and BOK FINANCIAL PRIVATE WEALTH, INC. located in Denver, Colorado.

Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Andrew has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 52 exams.

Aliases

Andrew Louis Nelson | Andrew Nelson | Andrew L Nelson | Andy Nelson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1 - 03/2025 - Tungsten Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Louis Nelson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 19, 2025 - Present

BOK FINANCIAL SECURITIES, INC.

Office #1: 499 West Sheridan Avenue 25th 26th And 27th Floors, Oklahoma City, OK, 73102

RIA

CRD#: 17530

Oklahoma City, OK

Current

August 6, 2026 - Present

BOK FINANCIAL PRIVATE WEALTH, INC.

Office #1: 1600 Broadway 4th Floor, Denver, CO 80202

RIA

CRD#: 106733

DENVER, CO

Current

November 14, 2025 - Present

BOK FINANCIAL SECURITIES, INC.

Office #1: 499 West Sheridan Avenue 25th 26th And 27th Floors, Oklahoma City, OK, 73102

RIA

CRD#: 17530

Oklahoma City, OK

Past

April 29, 2025 - November 18, 2025

LPL FINANCIAL LLC

CRD#: 6413

EDMOND, OK

Past

April 25, 2025 - November 18, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

EDMOND, OK

Past

February 5, 2001 - November 1, 2024

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Oklahoma City, OK

Past

November 11, 1999 - November 1, 2024

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Oklahoma City, OK

Past

October 28, 1997 - October 1, 1999

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

February 2, 1997 - May 7, 1997

BOATMEN'S INVESTMENT SERVICES, INC.

CRD#: 17533

ST. LOUIS, MO

Past

March 14, 1995 - October 10, 1995

BOATMEN'S INVESTMENT SERVICES, INC.

CRD#: 17533

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BOK FINANCIAL PRIVATE WEALTH, INC.

CRD#: 106733 / SEC#: 801-51401

RIA

Registered Investment Advisory firm - (3/6/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Oklahoma
(12/19/2025)

IAR

Oklahoma
(12/19/2025)

South Carolina
(7/20/2026)

Tennessee
(2/4/2026)

Virginia
(1/6/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/7/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/20/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/13/1995

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 9/16/1994

Municipal Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BOK FINANCIAL PRIVATE WEALTH, INC.

CRD#: 106733 / SEC#: 801-51401

RIA

Registered Investment Advisory firm - (3/6/1996 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1600 Broadway 4th Floor, Denver, CO 80202

Mailing Address

Phone number

(303) 539-0100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BOK FINANCIAL PRIVATE WEALTH, INC., FORM ADV PART 2A JUNE 2025 (6/17/2025)

Regulatory assets under management

Total Number of Accounts	2,179
AUM (Assets Under Management)	$ 3,185,223,176

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/28/2025	Cover Page	Report
12/18/2024	Cover Page	Report
08/25/2023	Cover Page	Report
09/26/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Peter Garelick

GLOBAL FINANCIAL ADVISORY SERVICES, INC.

IAR

VALENCIA, CA

Jason Gilbert

RGA INVESTMENT ADVISORS, LLC

IAR

GREAT NECK, NY

James Flanagan

INDEPENDENT FINANCIAL GROUP, LLC

IAR

Downers Grove, IL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Andrew L. Nelson

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Louis Nelson's CRS (Customer Relationship Summary).

Certified licenses

Experience

BOK FINANCIAL PRIVATE WEALTH, INC.

BOK FINANCIAL SECURITIES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

BANC ONE SECURITIES CORPORATION

BOATMEN'S INVESTMENT SERVICES, INC.

BOATMEN'S INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

BOK FINANCIAL PRIVATE WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/7/2000

Series 63

Date: 3/20/1995

SIE

Date: 10/1/2018

Series 7

Date: 3/13/1995

Series 52

Date: 9/16/1994

FINRA

Current Firm

BOK FINANCIAL PRIVATE WEALTH, INC.

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BOK FINANCIAL PRIVATE WEALTH, INC.

TRUST BUT VERIFY

Contact information

Similar Advisors