Malcom S. Day

EAGLE GLOBAL ADVISORS LLC

HOUSTON, TX 77057

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CRD#: 2530743

Professional summary

Malcom Steven Day, who also goes by Malcom Day, is a registered financial advisor currently at EAGLE GLOBAL ADVISORS LLC located in Houston, Texas.

Malcom is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Malcom has worked at 4 firms and has passed the Series 65, Series 63, Series 3, Series 2 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Malcom Day

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Malcom Steven Day's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 21, 2003 - Present

EAGLE GLOBAL ADVISORS LLC

Office #1: 5847 San Felipe Suite 930, Houston, TX 77057

RIA

CRD#: 107306

HOUSTON, TX

Past

June 12, 2002 - November 12, 2003

PARTNERS INVESTMENT MANAGEMENT & RESEARCH, LLC

RIA

CRD#: 120609

HOUSTON, TX

Past

August 10, 2000 - October 2, 2001

PORTIGON SECURITIES INC.

CRD#: 10050

NEW YORK, NY

Past

September 12, 1995 - August 16, 1999

NICHOLAS-APPLEGATE SECURITIES LLC

CRD#: 31205

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAGLE GLOBAL ADVISORS LLC

CRD#: 107306 / SEC#: 801-53294

RIA

Registered Investment Advisory firm - (11/14/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/21/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/24/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/8/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 11/19/1997

National Commodity Futures Examination

General Industry/Product Exam

Series 2

Date: 9/25/1995

Non-Member General Securities Examination

General Industry/Product Exam

Series 6

Date: 9/19/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

EAGLE GLOBAL ADVISORS LLC

CRD#: 107306 / SEC#: 801-53294

RIA

Registered Investment Advisory firm - (11/14/1996 Approved)

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Contact information

Main Address

1330 Post Oak Boulevard Suite 3000, Houston, TX 77056

Mailing Address

Phone number

(713) 952-3550

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EAGLE GLOBAL ADVISORS FORM ADV PART 2A (8/26/2025)

Regulatory assets under management

Total Number of Accounts	371
AUM (Assets Under Management)	$ 2,461,774,037

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Malcom S. Day

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Malcom Steven Day's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARTNERS INVESTMENT MANAGEMENT & RESEARCH, LLC

PORTIGON SECURITIES INC.

NICHOLAS-APPLEGATE SECURITIES LLC

Primary Firm SEC Registration

EAGLE GLOBAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/24/1995

Series 63

Date: 8/8/1994

Series 3

Date: 11/19/1997

Series 2

Date: 9/25/1995

Series 6

Date: 9/19/1994

Current Firm

EAGLE GLOBAL ADVISORS LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EAGLE GLOBAL ADVISORS LLC

TRUST BUT VERIFY

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