Robert J. Lewis
Professional summary
Robert J Lewis JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Robert had worked at 2 firms, which includes ESSEX NATIONAL SECURITIES LLC, FISERV INVESTOR SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 1998 - November 3, 1998
ESSEX NATIONAL SECURITIES, LLC
November 24, 1997 - December 19, 1997
FISERV INVESTOR SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ESSEX NATIONAL SECURITIES, LLC
CRD#: 25454 / SEC#: 801-70990, 8-41750
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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