WC
Wendall L. Corley
GRADIENT SECURITIES
Redlands, CA 92373
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CRD#: 2530521
WC
Professional summary
Wendall Loyd Corley is a registered financial advisor currently at GRADIENT SECURITIES, LLC located in Redlands, California.
Wendall is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Wendall has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WENDALL CORLEY; INVESTMENT RELATED; 1776 W. PARK AVE, SUITE 101, REDLANDS, CA 92373; INSURANCE; INSURANCE AGENT; START 01/2002; 5 HOURS PER MONTH; 5 HOURS DURING SECURITIES TRADING HOURS; INSURANCE SALES.
CRS (Client Relationship Summary) - RIA
Click below to view Wendall Loyd Corley's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Wendall Loyd Corley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 25, 2016 - Present
GRADIENT SECURITIES, LLC
Office #1: 1776 W. Park Ave Suite 101, Redlands, CA 92373RIA
BD
CRD#: 127701
Redlands, CA
Current
May 25, 2016 - Present
GRADIENT SECURITIES, LLC
Office #1: 1776 W. Park Ave Suite 101, Redlands, CA 92373RIA
BD
CRD#: 127701
Redlands, CA
Past
January 15, 2014 - May 25, 2016
EQUINOX SECURITIES, INC.
RIA
CRD#: 145790
REDLANDS, CA
Past
June 21, 2013 - May 11, 2016
EQUINOX SECURITIES, INC.
BD
CRD#: 145790
REDLANDS, CA
Past
July 2, 2002 - September 29, 2013
THORNES & ASSOCIATES, INC. INVESTMENT SECURITIES
RIA
CRD#: 40868
REDLANDS, CA
Past
July 2, 2002 - July 18, 2013
THORNES & ASSOCIATES, INC. INVESTMENT SECURITIES
BD
CRD#: 40868
REDLANDS, CA
Past
March 1, 2002 - June 11, 2002
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
June 1, 1998 - June 11, 2002
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Past
December 19, 1997 - June 11, 2002
OSAIC FA, INC.
RIA
CRD#: 3978
GLENDALE, CA
Past
November 23, 1994 - June 1, 1998
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
RADNOR, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GRADIENT SECURITIES, LLC
GRADIENT SECURITIES, LLC | SYM CAPITAL SECURITIES, LLC | GRADIENT WEALTH MANAGEMENT
CRD#: 127701 / SEC#: 801-80807, 8-66032
RIA
Registered Investment Advisory firm - SEC (1/8/2015 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/6/2021)
RR
Arizona(6/16/2016)
IAR
Arizona(2/4/2021)
RR
California(5/25/2016)
IAR
California(5/25/2016)
RR
Colorado(5/25/2016)
RR
Idaho(5/25/2016)
IAR
Idaho(5/25/2016)
RR
Indiana(5/25/2016)
IAR
Indiana(5/31/2016)
RR
Iowa(7/27/2016)
IAR
Iowa(3/3/2025)
IAR
Kansas(9/1/2023)
RR
Kansas(3/4/2025)
RR
Mississippi(5/25/2016)
IAR
Mississippi(11/25/2019)
RR
Missouri(3/6/2020)
IAR
Missouri(3/9/2020)
RR
Montana(6/30/2020)
IAR
Montana(7/1/2020)
RR
Nevada(5/25/2016)
IAR
Nevada(6/10/2016)
RR
Ohio(10/10/2019)
IAR
Ohio(10/10/2019)
RR
Oregon(5/25/2016)
IAR
Oregon(5/25/2016)
RR
Pennsylvania(3/6/2023)
RR
Texas(5/25/2016)
RR
Washington(11/12/2021)
IAR
Washington(10/6/2022)
RR
Wisconsin(8/31/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GRADIENT SECURITIES, LLC
GRADIENT SECURITIES, LLC | SYM CAPITAL SECURITIES, LLC | GRADIENT WEALTH MANAGEMENT
CRD#: 127701 / SEC#: 801-80807, 8-66032
RIA
Registered Investment Advisory firm - SEC (1/8/2015 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126
Mailing Address
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126
Phone number
(866) 991-1539
Established
Delaware since 04/09/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
62
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 7,322 |
| AUM (Assets Under Management) | $ 591,069,287 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GRADIENT SECURITIES, LLC
CRD#: 127701Redlands, CA 92373TRUST BUT VERIFY
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