Peter V. Hamm
Professional summary
Peter Van Hamm was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Peter is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Peter had worked at 7 firms, which includes WINDSOR STREET CAPITAL LP, JOSEPH STEVENS & CO. INC., LCP CAPITAL CORP., SHAMROCK PARTNERS LTD, J.P. TURNER & COMPANY L.L.C., JOSEPHTHAL & CO. INC., J.W. BARCLAY & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 2009 - July 29, 2011
WINDSOR STREET CAPITAL, LP
November 20, 2000 - July 9, 2001
JOSEPH STEVENS & CO., INC.
December 18, 1998 - November 21, 2000
LCP CAPITAL CORP.
July 2, 1998 - January 20, 1999
SHAMROCK PARTNERS, LTD
November 14, 1997 - May 18, 1998
J.P. TURNER & COMPANY, L.L.C.
July 22, 1996 - October 31, 1997
JOSEPHTHAL & CO., INC.
September 26, 1994 - August 14, 1996
J.W. BARCLAY & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
WINDSOR STREET CAPITAL, LP
CRD#: 34171 / SEC#: , 8-46219
Contact information
Documents
Disclosures
| Regulatory Event | 37 |
| Arbitration | 15 |
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