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Peter Van Hamm

CRD# 2530393·Registered 1994 - 2011
Barred: Peter Van Hamm was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Peter Van Hamm was a registered financial advisor. Peter was a previously registered financial professional and started their career in finance 1994 - 2011. Peter had worked at 7 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

WINDSOR STREET CAPITAL, LP·CRD# 34171
BD
New York, NY
December 23, 2009 - July 29, 2011
JOSEPH STEVENS & CO., INC.·CRD# 35459
BD
Brooklyn, NY
November 20, 2000 - July 9, 2001
LCP CAPITAL CORP.·CRD# 14469
BD
Staten Island, NY
December 18, 1998 - November 21, 2000
SHAMROCK PARTNERS, LTD·CRD# 23955
BD
Media, PA
July 2, 1998 - January 20, 1999
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Atlanta, GA
November 14, 1997 - May 18, 1998
JOSEPHTHAL & CO., INC.·CRD# 3227
BD
New York, NY
July 22, 1996 - October 31, 1997
J.W. BARCLAY & CO., INC.·CRD# 23350
BD
Woodbridge, NJ
September 26, 1994 - August 14, 1996

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Current Firm

WS
WINDSOR STREET CAPITAL, LP

JANSSEN-MEYERS ASSOCIATES, L.P. | WINDSOR STREET CAPITAL, LP | ROAN/MEYERS ASSOCIATES, L.P. | ROAN-MEYERS ASSOCIATES, LP | MEYERS ASSOCIATES, L.P.

CRD#: 34171 / SEC#: 8-46219
BD
Cancelled by SEC on 02/05/2020

Contact Information

Established

New York since 04/01/1993

Firm Type

Partnership

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MEYERS SECURITIES CORP.GENERAL PARTNER—

Disclosures

Regulatory Event

37

Arbitration

15

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2010About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 2009About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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