David W. Baeckelandt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Warren Baeckelandt, who also goes by David Warren Baechelandt, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1994. David had worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 79, Series 7, Series 24, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2016 - July 15, 2016
RAINMAKER SECURITIES, LLC
January 12, 2015 - October 1, 2015
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
January 4, 2013 - August 28, 2014
O'SHAUGHNESSY ASSET MANAGEMENT, LLC
April 22, 2004 - December 31, 2005
LASALLE ST SECURITIES, L.L.C.
February 11, 2004 - April 27, 2004
ADVANCED EQUITIES, INC.
January 7, 2004 - April 27, 2004
ADVANCED EQUITIES, INC.
October 11, 1994 - September 18, 2002
WILLIAM BLAIR
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
RAINMAKER SECURITIES, LLC
CRD#: 132995 / SEC#: , 8-66667
Contact information
FINRA licenses (29 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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