David W. Baeckelandt
Professional summary
David Warren Baeckelandt, who also goes by David Warren Baechelandt, is a registered financial professional currently at M HOLDINGS SECURITIES, INC. located in St. Louis, Missouri.
David is registered as a RR (Registered Representative) and started their career in finance in 1994. David has worked at 7 firms and has passed the Series 63, Series 65, Series 6TO, SIE, Series 3, Series 79, Series 7, Series 24, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Warren Baeckelandt's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 30, 2026 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 7700 Bonhomme Ave. Suite 550, St. Louis, MO 63105January 4, 2016 - July 15, 2016
RAINMAKER SECURITIES, LLC
January 12, 2015 - October 1, 2015
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
January 4, 2013 - August 28, 2014
O'SHAUGHNESSY ASSET MANAGEMENT, LLC
April 22, 2004 - December 31, 2005
LASALLE ST SECURITIES, L.L.C.
February 11, 2004 - April 27, 2004
ADVANCED EQUITIES, INC.
January 7, 2004 - April 27, 2004
ADVANCED EQUITIES, INC.
October 11, 1994 - September 18, 2002
WILLIAM BLAIR
Primary Firm SEC Registration
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 3/30/2026
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M FINANCIAL HOLDINGS INCORPORATED | EQUITY OWNER | |
| HANEY-JACKSON, LAURA ELIZABETH | VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 4771801 |
| LUDWIG, STEVEN CHARLES | CHIEF COMPLIANCE OFFICER | 2440911 |
| ROGERS, MARIA RENEE | PRINCIPAL FINANCIAL OFFICER | 2442526 |
| SCHOONMAKER, MICHAEL SKI | CHIEF EXECUTIVE OFFICER | 2408456 |
Regulatory assets under management
| Total Number of Accounts | 8,234 |
| AUM (Assets Under Management) | $ 4,078,516,284 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/10/2025 | ||
| 11/13/2024 | ||
| 08/28/2023 |
Red Flags
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